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GL3A_Eng.pdf
... institution concerned from contravening a specified provision as defined by section 5(11) of the AMLO. It should also act as a general deterrent to other insurance institutions from contravening the same or similar specified provisions. 2.4. Although section 21(2)(c)(ii) of the AMLO states that one...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3A_Eng.pdf
... institution concerned from contravening a specified provision as defined by section 5(11) of the AMLO. It should also act as a general deterrent to other insurance institutions from contravening the same or similar specified provisions. 2.4. Although section 21(2)(c)(ii) of the AMLO states that one...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13
[PDF]
GL3A_Appendix_A.pdf
... Although section 21(2)(c)(ii) of the AMLO states that one alternative maximum level of the pecuniary penalty that can be imposed is three times the amount of the profit gained, or costs avoided, the IA will not automatically link the penalty imposed in any particular case with 2 the profit gained, or costs...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
... the same or similar specified provisions. 2.4. Although section 21(2)(c)(ii) of the AMLO states that one alternative maximum level of the pecuniary penalty that can be imposed is three 2 times the amount of the profit gained, or costs avoided, the IA will not automatically link the penalty imposed in...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24
[PDF]
GL3A_Eng.pdf
... institution concerned from contravening a specified provision as defined by section 5(11) of the AMLO. It should also act as a general deterrent to other insurance institutions from contravening the same or similar specified provisions. 2.4. Although section 21(2)(c)(ii) of the AMLO states that one...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2019-12-27
... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-06-15
... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-12-21
.../legislative_framework/files/GL21_GI_SST_20200113.pdf 2 I.6. This document should be read in conjunction with GL21 and AGN7. Unless otherwise specified, words and expressions used in this document shall have the same meanings as given to them in GL21. II. Prescribed Scenarios II.1. The Prescribed Scenarios are set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf -
Date: 2021-12-10
.../legislative_framework/files/GL21_GI_SST_20200113.pdf 2 I.6. This document should be read in conjunction with GL21 and AGN7. Unless otherwise specified, words and expressions used in this document shall have the same meanings as given to them in GL21. II. Prescribed Scenarios II.1. The Prescribed Scenarios are set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf -
Date: 2021-09-09