... Annex I for your reference. To facilitate logistical arrangements, please complete the enrolment form at Annex II and return to our office via email ([email protected]) on or before 18 May 2018. Seats will be allocated on a first-come-first-serve basis, and further seats to be allocated subject to...

... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....

... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....

... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... 1_HKFI_Code_of_Practice_for_Life_Insurance_Replacement_v1_1_12_1994.pdf APPENDIX II Life Insurance Council of the Hong Kong Federation of Insurers Code of Practice for Life Insurance Replacement REPLACEMENT INQUIRY FORM To : From : Date : Re : Name of Agent ID Card No. Actions taken by the...

...) From To E. (i) Has the relevant person ever been appointed as an insurance agent?  Yes  No If yes, indicate: Date of appointment Name(s) of principal(s) (ii) Has the relevant person ever been disciplined or deregistered by the Insurance Agents Registration Board formed under The Hong Kong Federation...