... transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations ................................................ 94 1 Chapter 1 – OVERVIEW Introduction 1.1 This Guideline is published under section 7 of the...

... transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations ................................................ 94 1 Chapter 1 – OVERVIEW Introduction 1.1 This Guideline is published under section 7 of the...

.../hk-risk-assessment-report_e.pdf 7 Institutional ML/TF risk assessment (IRA) • It forms the basis of the RBA, enabling an II to understand how and to what extent it is vulnerable to ML/TF. RBA • The scale and scope of the institutional ML/TF risk assessment should be commensurate with the nature, size and complexity of the II’s...

.../hk-risk-assessment-report_e.pdf 7 Institutional ML/TF risk assessment (IRA) • It forms the basis of the RBA, enabling an II to understand how and to what extent it is vulnerable to ML/TF. RBA • The scale and scope of the institutional ML/TF risk assessment should be commensurate with the nature, size and complexity of the II’s...

.../hk-risk-assessment-report_e.pdf 7 Institutional ML/TF risk assessment (IRA) • It forms the basis of the RBA, enabling an II to understand how and to what extent it is vulnerable to ML/TF. RBA • The scale and scope of the institutional ML/TF risk assessment should be commensurate with the nature, size and complexity of the II’s...

... controller, if the person is entitled to exercise, or control the exercise of --- 要求認可某人身為股東控權人的申請(根據本條例第95K(2)條提出者)，以每項申請計，前提 是該人 --- Section 128(1)(a)(ii) 第128(1)(a)(ii)條 8 Section 95K(4)(a) 第95K(4)(a)條 7D 7E Section 95L(7)(a) 第95L(7)(a)條 Mar 2021 revised 2021年3月修訂 Item 項 Section of Insurance Ordinance 保險業...

... complaint to:  Insurance Agents Registration Board (Address: 29/F., Sunshine Plaza, 353 Lockhart Road, Wanchai, Hong Kong; Tel: 2520 1868; Fax: 2520 1967);  The Hong Kong Confederation of Insurance Brokers (Address: Room 3407, AIA Tower, 183 Electric Road, Fortress Hill, Hong Kong; Tel: 2882 9943; Fax...

... ) a key person in control functions (other than one to whom section 13AE of the Ordinance applies) 管控要員(本條例第13AE條適用者除外) 5,000 Section 5H(3)(a) 第5H(3)(a)條 Section 13B(2)(ab) 第13B(2)(ab)條 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 1 6 8 Item 項 Section of Insurance Ordinance 保險業條例的條次 Insurance (Prescribed...

... ) a key person in control functions (other than one to whom section 13AE of the Ordinance applies) 管控要員(本條例第13AE條適用者除外) 5,000 Section 5H(3)(a) 第5H(3)(a)條 Section 13B(2)(ab) 第13B(2)(ab)條 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 1 6 8 Item 項 Section of Insurance Ordinance 保險業條例的條次 Insurance (Prescribed...

... Definition of Life Insurance A. Needs for Life Insurance ii. Principles of Life Insurance A. Insurable Interest B. Duty of Disclosure C. Other Insurance Principles iii. Calculation of Life Insurance Premium A. Rating Factors a. Mortality, Interest and Expenses b. Other Factors B. Pricing Systems a. Natural...