... ................................................................... 76 Chapter 10 Wire transfers .................................................................. 79 Annex I Indicators of suspicious transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations...

... transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations ................................................ 94 1 Chapter 1 – OVERVIEW Introduction 1.1 This Guideline is published under section 7 of the...

... transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations ................................................ 94 1 Chapter 1 – OVERVIEW Introduction 1.1 This Guideline is published under section 7 of the...

.../hk-risk-assessment-report_e.pdf 7 Institutional ML/TF risk assessment (IRA) • It forms the basis of the RBA, enabling an II to understand how and to what extent it is vulnerable to ML/TF. RBA • The scale and scope of the institutional ML/TF risk assessment should be commensurate with the nature, size and complexity of the II’s...

.../hk-risk-assessment-report_e.pdf 7 Institutional ML/TF risk assessment (IRA) • It forms the basis of the RBA, enabling an II to understand how and to what extent it is vulnerable to ML/TF. RBA • The scale and scope of the institutional ML/TF risk assessment should be commensurate with the nature, size and complexity of the II’s...

.../hk-risk-assessment-report_e.pdf 7 Institutional ML/TF risk assessment (IRA) • It forms the basis of the RBA, enabling an II to understand how and to what extent it is vulnerable to ML/TF. RBA • The scale and scope of the institutional ML/TF risk assessment should be commensurate with the nature, size and complexity of the II’s...

... controller, if the person is entitled to exercise, or control the exercise of --- 要求認可某人身為股東控權人的申請(根據本條例第95K(2)條提出者)，以每項申請計，前提 是該人 --- Section 128(1)(a)(ii) 第128(1)(a)(ii)條 8 Section 95K(4)(a) 第95K(4)(a)條 7D 7E Section 95L(7)(a) 第95L(7)(a)條 Mar 2021 revised 2021年3月修訂 Item 項 Section of Insurance Ordinance 保險業...

... address (Correspondence will be sent to the email address provided): Telephone number: II. Company(ies)/ person(s) that you wish to complain against (Please provide information (e.g. full name, address, registration number, contact information, etc.) about the party (or parties) against which the...

... address (Correspondence will be sent to the email address provided): Telephone number: II. Company(ies)/ person(s) that you wish to complain against (Please provide information (e.g. full name, address, registration number, contact information, etc.) about the party (or parties) against which the...

... ) a key person in control functions (other than one to whom section 13AE of the Ordinance applies) 管控要員(本條例第13AE條適用者除外) 5,000 Section 5H(3)(a) 第5H(3)(a)條 Section 13B(2)(ab) 第13B(2)(ab)條 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 1 6 8 Item 項 Section of Insurance Ordinance 保險業條例的條次 Insurance (Prescribed...