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⏭... Microsoft Word - GN1AdditionalReportingRequirementofPII _revised on 10Jun09_ CIB-GN(1) (Issued on 7 March 2007) (Revised on 10 June 2009) Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... Implementation of New Regulatory Regime for Insurance Intermediaries Introduction Currently, insurance intermediaries are regulated by three Self-Regulatory Organizations (“SROs”), namely the Insurance Agents Registration Board set up by The...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/implementation_new_regulatory_regime_for_insurance_intermediaries.html -
Date: 2019-08-23
... Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) the extent of additional measures set out in the AMLO will depend on the nature and characteristics of the product or service requested and the assessed ML/TF risks presented by the customer. Paragraph 4.12.2 when taking supplementary measures...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) the extent of additional measures set out in the AMLO will depend on the nature and characteristics of the product or service requested and the assessed ML/TF risks presented by the customer. Paragraph 4.12.2 when taking supplementary measures...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... their appointing principals. 1) Direct submission of CPD Declarations by Individual Licensees to the IA via IIC In ANNEX 1 to this circular, we have set out detailed procedures for an individual licensee to report his/her CPD Declaration directly to the IA via his/her IIC individual account. If an...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Eng.pdf -
Date: 2022-05-31
... CIB - IIQAS CPD Programme Administrative Framework v1 (17.9.2003).pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_IIQAS_CPD_Programme_Administrative_Framework_17_9_2003_eg19.pdf -
Date: 2019-12-20
[PDF]
Circular_04032022.pdf
... the Temporary Facilitative Measures (“TFM”) Further to our circulars in the same series1, Phase 2 of the TFM will be extended by another six months to 30 September 2022 to obviate the need to conduct face-to-face (“F2F”) meetings. The scope of products covered (“in-scope TFM products”) and the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_04032022.pdf -
Date: 2022-05-31
[HTML]
An authorized insurer’s responsibility to handle and settle insurance claims fairly and promptly
... requirements on the conduct of claims handling When handling and settling claims under insurance policies, insurers must abide by the following principles and standards set out in Guidelines issued by the IA: 1) Handling claims fairly and promptly – When dealing with...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_01).html -
Date: 2023-05-12
... specified in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (“Broker Rules”) made under the Insurance Ordinance (Cap.41) (“IO”). The Broker Rules set out the requirements in relation to the following aspects...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/insurance_brokers.html -
Date: 2020-06-16
... of the Activity-Based Regime 3. Exemptions 4. FAQs 3 1. Introduction 1.1. This Explanatory Note (“Note”), which includes a set of frequently-asked questions (“FAQs”) (see paragraph 4), is issued by the Insurance Authority (“IA”) to provide guidance on the licensing requirements and relevant...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2021-10-12