... in the prompt resolution of this matter1. A full Statement of Disciplinary Action can be found here. For further information on the IA’s enforcement work, please see the “Enforcement News” section of the IA’s website. Public disciplinary actions against licensed...

... document remains valid (applicable to applicant for Technical Representative registration only). Notes for Incidental Matters (a) An address that is obviously not of a residence will not be accepted. (b) The full name (identical to that shown on identity document) and address shall be printed or written...

... matters ? Compliance Officer • Principle function – – Provide support and guidance to the senior management to ensure ML/TF risks are management to ensure ML/TF risks are adequately managed – Oversight of all activities relating to the prevention and detection of ML/TF x Compliance reviews are conducted...

... insurance and joint efforts with Mainland authorities to encourage State-owned Enterprises to set up captives in Hong Kong bode well for a potential breakthrough. The membership of CIB covers a wide breadth of professionals with relevant expertise who could support these initiatives, and I call on you to...

... insurance and joint efforts with Mainland authorities to encourage State-owned Enterprises to set up captives in Hong Kong bode well for a potential breakthrough. The membership of CIB covers a wide breadth of professionals with relevant expertise who could support these initiatives, and I call on you to...

... matters ? Compliance Officer • Principle function – – Provide support and guidance to the senior management to ensure ML/TF risks are management to ensure ML/TF risks are adequately managed – Oversight of all activities relating to the prevention and detection of ML/TF x Compliance reviews are conducted...