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⏴... Revised Code is attached. The full version of revised Code can be downloaded from the HKFI website at the following hyperlink: https://www.hkfi.org.hk/#!/insurance-agent/codes-and-standards SL/LC Appendix 24 May 2018 2018年5月24日 The Code of Practice for the Administration of Insurance Agents 保險代理管理守則 New...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_HKFI_CoP_for_Admin_of_Agents_v7b_24_5_2018_20190823.pdf -
Date: 2019-12-20
[PDF]
List_of_T7_CPD.pdf
... Tommy Chan 2882 9943 -- IA-CIB- 2019003 CIB How Reinsurance Treaties Can Make Your Business Efficient and Profitable? 6 30 Oct 2019 Mr Tommy Chan 2882 9943 -- IA-CIB- 2019004 CIB Facultative and ART – How Do They Support Treaty Reinsurance? 6 31 Oct 2019 Mr Tommy Chan 2882 9943 -- IA-CIB- 2019005 CIB...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf -
Date: 2021-12-06
... of up to level 5 (i.e. $50,000 at present). Commentary – It is suggested for a broker company to include the need to notify the IA of the intended appointment of a TR in its documented internal compliance and on-boarding procedures, so that there is full awareness of this requirement and notification...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
..., or is for the purpose of the Capital Investment Entrant Scheme (“CIES”), then the sale representative must explain these to the full satisfaction and understanding of the applicant(s) prior to signing. All applicant(s) must sign and date at the bottom of “Section I: Disclosure Declaration”. (as at 25...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
... derivatives other than for risk management purposes, or is for the purpose of the Capital Investment Entrant Scheme (“CIES”), then the intermediary must explain these to the full satisfaction and understanding of the applicant(s) prior to signing. All applicant(s) must sign and date at the bottom of “Section...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170309.pdf
... Republic (located in since 2013) Listed on: 23 Sep. 2014 (amended on 15 Feb. 2017) Other information: Provides support to Al-Qaida (QDe.004) and Islamic State in Iraq and the Levant, listed as Al-Qaida in Iraq (AQI) (QDe.115), in Syria and Iraq. INTERPOL-UN Security Council Special Notice web link...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170309.pdf -
Date: 2018-01-15
[PDF]
cir_aml_20170406.pdf
... 2001 (amended on 10 Apr. 2003, 16 May 2011, 21 Mar. 2017) Other information: In custody in Jordan since 26 Feb. 2015 for recruitment and support to Islamic State in Iraq and the Levant (ISIL), listed as Al-Qaida in Iraq (QDe.115) as at Mar. 2010. Father’s name is Mohammad Hijazi. Mother’s name is...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170406.pdf -
Date: 2018-01-15