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... companies to ensure that we have insight to the full diversity of business models that broker companies across the market are adopting. How is an inspection conducted? There are usually three-phases to an inspection: (i) before the IA comes onsite to inspect; (ii) the on-site inspection...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_01).html - Date: 2023-05-12
... full upon request of the lenders. It was also observed that the use of premium financing was sometimes not appropriately taken into consideration by insurance intermediaries in the course of carrying on their regulated activities, falling short of the expectations on insurance intermediaries in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_30092021.pdf - Date: 2021-12-10