... constitutes an offence Part 3. s9: powers to conduct routine inspections s11: investigation powers Part 4: s21: supervisory sanctions – reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2022-04-27
... constitutes an offence Part 3. s9: powers to conduct routine inspections s11: investigation powers Part 4: s21: supervisory sanctions – reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2019-11-05
... account(s); 20. Copy of the latest bank statement of client account(s) (if applicable); and 21. Copy of written notice sent to the authorized institution with which the client account is maintained pursuant to section 71 of the Insurance Ordinance (if applicable) ...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-01-06
... account(s); 20. Copy of the latest bank statement of client account(s) (if applicable); and 21. Copy of written notice sent to the authorized institution with which the client account is maintained pursuant to section 71 of the Insurance Ordinance (if applicable) ...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-05-31
... account(s); 20. Copy of the latest bank statement of client account(s) (if applicable); and 21. Copy of written notice sent to the authorized institution with which the client account is maintained pursuant to section 71 of the Insurance Ordinance (if applicable) ...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2020-06-24