... account(s); 20. Copy of the latest bank statement of client account(s) (if applicable); and 21. Copy of written notice sent to the authorized institution with which the client account is maintained pursuant to section 71 of the Insurance Ordinance (if applicable) ...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-05-31
... account(s); 20. Copy of the latest bank statement of client account(s) (if applicable); and 21. Copy of written notice sent to the authorized institution with which the client account is maintained pursuant to section 71 of the Insurance Ordinance (if applicable) ...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2020-06-24
... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...
https://www.ia.org.hk/english/infocenter/files/Understanding_Life_Insurance_Eng.pdf -
Date: 2022-05-24
... Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21 5.4.1 Prevention of Money Laundering and Terrorist Financing 5.4.2 Personal Data (Privacy) Ordinance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
... financing..................................................... 59 Chapter 7 Suspicious transaction reports and law enforcement requests ............................................................................ 64 Chapter 8 Record-keeping ............................................................... 72 Chapter 9 Staff training...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
... financing..................................................... 59 Chapter 7 Suspicious transaction reports and law enforcement requests ............................................................................ 64 Chapter 8 Record-keeping ............................................................... 72 Chapter 9 Staff training...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24