... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21 5.4.1 Prevention of Money Laundering and...

... Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21...

... are advised to continue to give special attention to businesses and transactions with persons, including companies and financial institutions, in the above NCCTs, in accordance with Recommendation 21(Note). The related press release issued by the FATF on 22 October 2004 can be found on its homepage...

...,196 74,562 70,635 本地船隻業務 Local Vessels Business 承保的本地船隻數目 Number of Local Vessels Covered 17,270 17,047 17,799 18,502 21,521 有效保單數目： Number of Policies In Force: 第三者風險保單 Third Party Risks Policies 12,514 12,898 13,171 13,167 14,830 綜合保險保單 Comprehensive Policies 3,020 2,974 3,095 3,417 4,550 有效保單總數...

... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...

... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...

... 恒生保險 Hang Seng Insurance 31-12-19 354,966 8,205,318 306,415 72,529,358 香港年金公司 HKMC Annuity 31-12-19 7,583 - 1,630,827 4,665,042 香港人壽 Hong Kong Life 31-12-19 8,944 358,022 2,854 1,441,676 滙豐保險 HSBC Insurance 31-12-19 - - - - 滙豐人壽 HSBC Life 31-12-19 320,559 25,573,793 61,422 180,489,794 利寶國際 Liberty...