Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
[PDF]
Table-L12_2019.pdf
... 恒生保險 Hang Seng Insurance 31-12-19 354,966 8,205,318 306,415 72,529,358 香港年金公司 HKMC Annuity 31-12-19 7,583 - 1,630,827 4,665,042 香港人壽 Hong Kong Life 31-12-19 8,944 358,022 2,854 1,441,676 滙豐保險 HSBC Insurance 31-12-19 - - - - 滙豐人壽 HSBC Life 31-12-19 320,559 25,573,793 61,422 180,489,794 利寶國際 Liberty...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L12_2019.pdf -
Date: 2020-09-30
... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2021-11-12
... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2022-04-27
... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2019-11-05
[PDF]
Appendix_A.PDF
... ......................................... 72 Chapter 8 Record-keeping ............................................................... 94 Chapter 9 Staff training ................................................................... 98 Chapter 10 Wire transfers ................................................................ 101 Appendix A...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
[PDF]
e-ppt20131017-01.pdf
... records of deliberations and actions taken 7.25, 7.31, 7.32: reports made to MLRO and JFIU must be properly documented 21 DOs Chapter 7 – STR DOs Chapter 7 – STR • Provide a reminder of the obligation regarding tipping off (7.26) • Proper records of deliberation with supporting documents to substantiate...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2021-11-12
[PDF]
T_G2_2020.pdf
...,097.0 0.9 55.8 424.8 177.1 712.9 2,687.4 3.0 617.4 245.0 15,405.8 未決申索準備金調整 Outstanding Claims Provision Adjustment 157.5 468.1 (1.2) 22.4 33.6 (7.1) (147.6) 608.9 3.0 494.6 21.1 1,653.3 已承付申索淨額 Net Claims Incurred 8,542.0 2,565.1 (0.3) 78.2 458.4 170.0 565.3 3,296.3 6.0 1,112.0 266.1 17,059.1 承保利潤/(虧損...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G2_2020.pdf -
Date: 2021-10-07
[PDF]
e-ppt20131017-01.pdf
... records of deliberations and actions taken 7.25, 7.31, 7.32: reports made to MLRO and JFIU must be properly documented 21 DOs Chapter 7 – STR DOs Chapter 7 – STR • Provide a reminder of the obligation regarding tipping off (7.26) • Proper records of deliberation with supporting documents to substantiate...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... records of deliberations and actions taken 7.25, 7.31, 7.32: reports made to MLRO and JFIU must be properly documented 21 DOs Chapter 7 – STR DOs Chapter 7 – STR • Provide a reminder of the obligation regarding tipping off (7.26) • Proper records of deliberation with supporting documents to substantiate...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05