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Application_Form.pdf
... Road, Wong Chuk Hang, Hong Kong (Fax No.: 3753 4119) (Email address: [email protected]) 致: 香港黃竹坑香葉道 41 號 19 樓 保險業監管局公開資料主任 (傳真號碼：3753 4119) (電郵地址: [email protected]) Details of information requested, e.g. the type of information requested, date or period to which the information relates. Please be as specific...
https://www.ia.org.hk/english/access_info/files/Application_Form.pdf -
Date: 2018-08-08
[PDF]
12.sn-IL-2017_eng.pdf
... Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21 5.4.1 Prevention of Money Laundering and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
[PDF]
sn-long-2015.pdf
... Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... of insurance professionals, promote good business conduct, and after all win stronger public confidence in insurance to usher the industry in scaling new heights. 1 “The illiterate of the 21st Century are not those who cannot read and write but those who cannot learn, unlearn and relearn.” ― Alvin...
https://www.ia.org.hk/english/infocenter/files/Section6.2_161103_CIBreception2016.pdf -
Date: 2021-12-09
... of insurance professionals, promote good business conduct, and after all win stronger public confidence in insurance to usher the industry in scaling new heights. 1 “The illiterate of the 21st Century are not those who cannot read and write but those who cannot learn, unlearn and relearn.” ― Alvin...
https://www.ia.org.hk/english/infocenter/files/Section6.2_161103_CIBreception2016.pdf -
Date: 2021-09-08
... of insurance professionals, promote good business conduct, and after all win stronger public confidence in insurance to usher the industry in scaling new heights. 1 “The illiterate of the 21st Century are not those who cannot read and write but those who cannot learn, unlearn and relearn.” ― Alvin...
https://www.ia.org.hk/english/infocenter/files/Section6.2_161103_CIBreception2016.pdf -
Date: 2020-06-12
... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
... (www.ustreas.gov/offices/eotffc/ofac/sanctions/terrorism.html) under Names of Individuals/Those Designated on 8 August 2003, 21 August 2003 and 5 September 2003. The US Government has also made some amendments to the names listed under Details of Specially Designated Global Terrorist [SDGT] Entities. A...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular110903.html -
Date: 2017-06-23
[PDF]
cir_aml_20170601.pdf
... United Nations Sanctions (Central African Republic) Regulation 2017 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply please quote this ref. INS/TEC/6/45 來函檔號 Your ref....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170601.pdf -
Date: 2018-01-15