...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

... ......................................... 72 Chapter 8 Record-keeping ............................................................... 94 Chapter 9 Staff training ................................................................... 98 Chapter 10 Wire transfers ................................................................ 101 Appendix A...

... 恒生保險 Hang Seng Insurance 31-12-19 354,966 8,205,318 306,415 72,529,358 香港年金公司 HKMC Annuity 31-12-19 7,583 - 1,630,827 4,665,042 香港人壽 Hong Kong Life 31-12-19 8,944 358,022 2,854 1,441,676 滙豐保險 HSBC Insurance 31-12-19 - - - - 滙豐人壽 HSBC Life 31-12-19 320,559 25,573,793 61,422 180,489,794 利寶國際 Liberty...

... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...

... offence Part 3.s9: powers to conduct routine inspections s11: investigation powers Part 4:s21: supervisory sanctions-reprimand, order to take remedial actions and to pay pecuniary penalties Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Criminal...