... (www.ustreas.gov/offices/eotffc/ofac/sanctions/terrorism.html) under Names of Individuals/Those Designated on 8 August 2003, 21 August 2003 and 5 September 2003. The US Government has also made some amendments to the names listed under Details of Specially Designated Global Terrorist [SDGT] Entities. A...

... United Nations Sanctions (Central African Republic) Regulation 2017 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply please quote this ref. INS/TEC/6/45 來函檔號 Your ref....

... Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21 5.4.1 Prevention of Money Laundering and...

... Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21...

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...