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... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2020-07-06
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2019-11-29
... FREQUENTLY ASKED QUESTIONS 1 (as at 22 October 2013) Frequently Asked Questions on Updated Requirements Relating to the Sale of Investment Linked Assurance Scheme (“ILAS”) to Enhance Customer Protection Disclaimer: The list of questions and answers below are for reference only. Members are advised...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf - Date: 2019-12-20
... Circular: Insurance Agent engaging in illegal Cross-border Selling Activities Version 1 Please refer to the Chinese version for details. ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_Circular_illegal_Cross_border_Selling_Activities_20190823.pdf - Date: 2019-12-20
..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2020-09-28
..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2021-11-01
..., Queensway Government Offices, 66 Queensway, Hong Kong, and the Financial Reporting Council (FRC) of 29th floor, Queensway Government Offices, 66 Queensway, Hong Kong. I. Interpretation 1. “Auditing or reporting irregularity” means a relevant irregularity as defined by section 4 of the FRCO. For ease of...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf - Date: 2021-09-01