Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... Terrorist [SDGT] Entities. Detailed information is set out in Annex. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the names identified in the list. If such review reveals any suspicious accounts, transactions or...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular190104.html -
Date: 2017-06-23
... Fulfillment Ratio How to Interpret the Fulfillment Ratio 1. Observe the ratios across all policy years Under normal circumstances, the fulfillment ratio in earlier policy years may be close to 100%, as investment performance over a short...
https://www.ia.org.hk/english/fulfillment_ratio/how_to_interpret_fulfillment_ratio.html -
Date: 2024-01-17
[PDF]
GL8.pdf
... specified countries or places (excluding Hong Kong); or (c) the insurance products and services are available only in countries or places other than Hong Kong. 5 5. Security 5.1. A service provider shall take all practicable steps to ensure that: (a) a comprehensive set of security policies and measures...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf -
Date: 2020-09-24
... conclusions on two sets of rules for implementation of the new statutory regulatory regime for insurance intermediaries. The first set of rules, the Insurance (Maximum Number of Authorized Insurers) Rules, stipulate a cap on the number of insurers which a licensed individual insurance agent or...
https://www.ia.org.hk/english/infocenter/press_releases/20190429.html -
Date: 2019-04-29
... Circular: Insurance Agent engaging in illegal Cross-border Selling Activities Version 1 Please refer to the Chinese version for details. ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_Circular_illegal_Cross_border_Selling_Activities_20190823.pdf -
Date: 2019-12-20