... appropriate contingency plan for replacing the position of Chief Executive whenever it becomes vacant. Particulars of the Scheme 1. This Scheme is a facility to assist Members. This is not to alter or to override the requirements in relation to registration of Chief Executive as laid down in the Articles of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN2_Guidance_Note_on_Registering_Alternate_Chief_Executive_v1_23_4_2007_eg19.pdf -
Date: 2019-12-20
... in order to encourage voluntary savings for retirement, the required legislative process has been completed. This Update serves to set out the textual updates to the Study Notes for the Long Term Insurance Examination (2017 Edition) to reflect the aforesaid developments. 1. The following items are...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2017ver_2018_19update_file8.pdf -
Date: 2019-12-02
... the IR, which has assisted in the investigation, whether the MPFA will take enforcement action under the Ordinance. 11. APPEALS 11.1 A decision of the MPFA related to the exercise of its powers under Part IVA of the Ordinance and as set out in item 15 of Schedule 6 to the Ordinance may be the subject...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
... the IR, which has assisted in the investigation, whether the MPFA will take enforcement action under the Ordinance. 11. APPEALS 11.1 A decision of the MPFA related to the exercise of its powers under Part IVA of the Ordinance and as set out in item 15 of Schedule 6 to the Ordinance may be the subject...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01
... the IR, which has assisted in the investigation, whether the MPFA will take enforcement action under the Ordinance. 11. APPEALS 11.1 A decision of the MPFA related to the exercise of its powers under Part IVA of the Ordinance and as set out in item 15 of Schedule 6 to the Ordinance may be the subject...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-09-01
... the IR, which has assisted in the investigation, whether the MPFA will take enforcement action under the Ordinance. 11. APPEALS 11.1 A decision of the MPFA related to the exercise of its powers under Part IVA of the Ordinance and as set out in item 15 of Schedule 6 to the Ordinance may be the subject...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-06-19
... specified countries or places (excluding Hong Kong); or (c) the insurance products and services are available only in countries or places other than Hong Kong. 5 5. Security 5.1. A service provider shall take all practicable steps to ensure that: (a) a comprehensive set of security policies and measures...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf -
Date: 2020-09-24
... Microsoft Word - GN9MinimumforILASClientAgreement -1 - CIB-GN(9) (Issued on 22 July 2011) Guidance Note on Client Agreement for Linked Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Client Agreement for Linked Long Term...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN9_GN_on_Client_Agreement_for_LLT_v1_22_7_2011_eg19.pdf -
Date: 2019-12-20
... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) Guidance Note on Product Recommendation for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Product...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN12_on_Product_Recommend_Includ_LLT_v1_18_12_2014_eg19.pdf -
Date: 2019-12-20
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24