... evidenced, with extensive use of defined metrics and tools] b.1) Do you have the risk appetite statement in place? b.2) Do you have risk limit structure? Do you use the risk limit structure in business operations? a.1) Specifically, has the Risk Committee been set up? a.2) Specifically, are the roles and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160601_HILA_annualdinner.pdf -
Date: 2021-12-09
... and chief executives of insurance brokers will be deemed as responsible officers of the firms concerned during the transitional period. 6 New Regulatory Regime for Insurance Intermediaries 7 Set out licensing, F&P and conduct requirements Process licence applications and update Register of licensees...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2021-12-09
... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160601_HILA_annualdinner.pdf -
Date: 2021-09-08
... and chief executives of insurance brokers will be deemed as responsible officers of the firms concerned during the transitional period. 6 New Regulatory Regime for Insurance Intermediaries 7 Set out licensing, F&P and conduct requirements Process licence applications and update Register of licensees...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2021-09-08
... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160601_HILA_annualdinner.pdf -
Date: 2020-06-12
... and chief executives of insurance brokers will be deemed as responsible officers of the firms concerned during the transitional period. 6 New Regulatory Regime for Insurance Intermediaries 7 Set out licensing, F&P and conduct requirements Process licence applications and update Register of licensees...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2020-06-12
... FREQUENTLY ASKED QUESTIONS 1 (as at 22 October 2013) Frequently Asked Questions on Updated Requirements Relating to the Sale of Investment Linked Assurance Scheme (“ILAS”) to Enhance Customer Protection Disclaimer: The list of questions and answers below are for reference only. Members are advised...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20
... qualifications. 5 On 1 March 2010, the enhanced version of the Investment-linked Long Term Insurance Examination (“IL Paper”) was introduced superseding the previous version. Subject to the requirements set out at Annexure E, an insurance broker, his C.E. or Technical Representative who wishes to engage or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... qualifications. 5 On 1 March 2010, the enhanced version of the Investment-linked Long Term Insurance Examination (“IL Paper”) was introduced superseding the previous version. Subject to the requirements set out at Annexure E, an insurance broker, his C.E. or Technical Representative who wishes to engage or...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24