... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... outlined above within the 18-month period (see conditions (1)(i) and (ii) above), and not renew or continue (but terminate) the appointment of any individual licensee who fails to comply by the expiry of the 18-month period. Enquiries If you have any enquiries concerning RIME and the measures set out in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_RIME_15032022_ENG.pdf -
Date: 2022-05-31
... 1 Spring Dinner of The Hong Kong Confederation of Insurance Brokers 1 March 2018 Introductory Address by Mr John Leung CEO of the Insurance Authority Chairman Rath1, Ladies and Gentlemen, Good evening, and happy lunar new year to all of you. Thank you for inviting me to CIB (The Hong Kong...
https://www.ia.org.hk/english/infocenter/files/HKCIB_Spring_Dinner.pdf -
Date: 2021-12-09
... 1 Spring Dinner of The Hong Kong Confederation of Insurance Brokers 1 March 2018 Introductory Address by Mr John Leung CEO of the Insurance Authority Chairman Rath1, Ladies and Gentlemen, Good evening, and happy lunar new year to all of you. Thank you for inviting me to CIB (The Hong Kong...
https://www.ia.org.hk/english/infocenter/files/HKCIB_Spring_Dinner.pdf -
Date: 2021-09-08
... 1 Spring Dinner of The Hong Kong Confederation of Insurance Brokers 1 March 2018 Introductory Address by Mr John Leung CEO of the Insurance Authority Chairman Rath1, Ladies and Gentlemen, Good evening, and happy lunar new year to all of you. Thank you for inviting me to CIB (The Hong Kong...
https://www.ia.org.hk/english/infocenter/files/HKCIB_Spring_Dinner.pdf -
Date: 2020-06-12
... received the first ever set of ORSA Reports. This is an instrumental step for the whole industry to enhance their enterprise risk management (ERM) under pillar 2 requirements which is ahead of implementation of the pillar 1 statutory capital requirements. Given the ORSA is a process for forward-looking...
https://www.ia.org.hk/english/infocenter/files/ASHK_Symposium_2021.pdf -
Date: 2021-12-09