... Guideline applies to the following: (a) an insurer authorized under the Ordinance; (b) Lloyd’s; (c) a member of Lloyd’s who carries on insurance business in Hong Kong; and (d) the members of Lloyd’s taken together who carry on insurance business in Hong Kong. 2.2 In this Guideline, unless the context...

... Assessment • The FSTB is the overall coordinator of the ML/TF Risk Assessment. Various Government bureaux and departments, financial regulators and other law enforcement agencies, including SB, CEDB, DoJ, HKMA, SFC, IA, HKPF, C&ED, ICAC, ImmD, IRD and CR, also take part in the Risk Assessment • The RAU of NB...

... a spouse or a partner of a child of such an individual; or  (c) a close associate of an individual falling within paragraph (a). 13 PEPs  May not have direct access to information such as what a reasonable income would be for a foreign public official in a particular position – more difficult to...

... Assessment • The FSTB is the overall coordinator of the ML/TF Risk Assessment. Various Government bureaux and departments, financial regulators and other law enforcement agencies, including SB, CEDB, DoJ, HKMA, SFC, IA, HKPF, C&ED, ICAC, ImmD, IRD and CR, also take part in the Risk Assessment • The RAU of NB...

... a spouse or a partner of a child of such an individual; or  (c) a close associate of an individual falling within paragraph (a). 13 PEPs  May not have direct access to information such as what a reasonable income would be for a foreign public official in a particular position – more difficult to...

...”)違反條例第 5(11)條所界定的指明條 文，保監局可以只施加罰款，也可同時向該保險機構施加其 他紀律制裁。 1.2. 本指引載述保監局擬採用何種方式行使條例第 21(2)(c)條所 提述的施加罰款權力，而保監局在行使該權力時，必須考慮 指引的內容。 2. 保險業監管局行使施加罰款權力時的考慮因素 2.1. 按照目前的政策，保監局通常會把所有施加罰款的決定公布 周知。 2.2. 保監局在斟酌是否施加罰款和罰款金額時，會考慮有關個案 的所有情況，包括下文所述的相關因素。 2.3. 保監局所施加的罰款應能遏止有關保險機構違反條例第 5(11) 條所界定的指明條文。罰款也應發揮以儆效尤的作用，阻嚇 其他...

... website (www.info.gov.hk/oci/framework/index04.htm). Compared with the names advised in my letter of 16 April 2004, the following names of individuals and entities have been added to the new list : Part C (Individuals belonging to or associated with the Al-Qaida organization...

... you have any enquiries regarding the above, please contact Mr Steven Ho at 3899 9752 or Mr James Luo at 3899 9773. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority c.c. The Hong Kong Federation of Insurers Professional Insurance Brokers Association The Hong...

... you have any enquiries regarding the above, please contact Mr Steven Ho at 3899 9752 or Mr James Luo at 3899 9773. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority c.c. The Hong Kong Federation of Insurers Professional Insurance Brokers Association The Hong...

... you have any enquiries regarding the above, please contact Mr Steven Ho at 3899 9752 or Mr James Luo at 3899 9773. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority c.c. The Hong Kong Federation of Insurers Professional Insurance Brokers Association The Hong...