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⏭... (a) whether you have been discharged from the bankruptcy order; (b) status of the bankruptcy proceedings; (c) terms and status of the voluntary arrangement or scheme of arrangement; and (d) details of the terms and status of the liquidation (where applicable) 3. Details of the circumstances which led...
https://www.ia.org.hk/english/infocenter/forms/files/FormS2SupplementalForm_InformationonBankruptcyLiquidationorSimilarProceedings.pdf -
Date: 2019-09-22
... the circumstances of individual cases. (as at 29 January 2016) - 5 - Q 5c For Q3 of the FNA template, customers can choose only one option. If a customer decides to purchase a basic plan together with a rider under one application at the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
... comply with the requirements in substance (rather than form or name) with due regard to the circumstances of individual cases. (as at 12 December 2016) - 5 - Q 5c For Q3 of the FNA template, customers can choose only one option. If a customer...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20
[PDF]
12.sn-IL-2017_eng.pdf
... Requirements Specified for Insurance Brokers 5.2.5 Relevant Codes and Guidelines by the Self-Regulatory Bodies 5.2.6 Guideline on the Use of Internet for Insurance Activities (GL8) 5.2.7 Guideline on Underwriting Class C Business (GL15) 5.3 Securities Legislation and Code of Conduct 5/18 5.3.1 Securities and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
[PDF]
mou-frc-20071219.pdf
... information by the other party; b) will endeavour to consult with the other party whenever it proposes to pass on any such information to a third party except for information disclosed in accordance with the ICO by the IA or with the FRCO by the FRC c) will endeavour to comply with any restrictions on the use...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2020-09-28
[PDF]
mou-frc-20071219.pdf
... information by the other party; b) will endeavour to consult with the other party whenever it proposes to pass on any such information to a third party except for information disclosed in accordance with the ICO by the IA or with the FRCO by the FRC c) will endeavour to comply with any restrictions on the use...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2021-11-01
... 2021 (in addition to completing the CPD hours for the Second CPD Assessment Period); and (c) Each individual licensee is required to report his or her CPD compliance for the First and Second CPD Assessment Periods no later than 30 September 2021. The purpose of this circular is to set out the reporting...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021.pdf -
Date: 2021-12-10