... 1 部 第 1 條，指出於達致下述效果的意圖的行為︰ (a) 使屬干犯香港法律所訂可公訴罪行或作出假使在香港 發生即屬犯香港法律所訂可公訴罪行的作為而獲取的 收益的任何財產，看似並非該等收益；或 (b) 使全部或部分、直接或間接代表該等收益的任何財 產，看似不如此代表該等收益。 1.10 洗錢通常分為 3 個階段，並往往涉及多宗交易，保險機 構應留意可能涉及犯罪活動的跡象。這 3 個階段為： (a) 存放─實際處置來自非法活動的現金得益； (b) 分層交易─透過複雜的多層金融交易，將非法得益與 其來源分開，目的是掩飾審計線索和隱藏款項來源及 擁有人的身分；及 (c) 整合─為犯罪得來的財富製造...

... 80 條。 3 (a) 存放─實際處置來自非法活動的現金得益； (b) 分層交易─透過複雜的多層金融交易，將非法得益與 其來源分開，目的是掩飾審計線索和隱藏款項來源及 擁有人的身分；及 (c) 整合─為犯罪得來的財富製造表面合法的印象。如分 層交易過程成功，整合計劃會將經過清洗的得益實際 回流至一般金融體系，令人以為有關得益是來自合法 商業活動或與該等活動有關。 《打擊洗錢條 例》附表 1 第 1 條 1.11 「恐怖分子資金籌集」此用語的定義載於《打擊洗錢條 例》附表 1 第 1 部第 1 條，指： (a) 在下述情況以任何方法直接或間接地提供或籌集財產 — (i) 懷有將該財產的全部或部分...

... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...

... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...

... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...

... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...

... kind of customer, business relationship, product and transaction, to establish and maintain effective procedures not inconsistent with AMLO for the purpose of carrying out the duties under (inter alia) sections 10 and 15 of Schedule 2 to AMLO. (c) Section 10 of Schedule 2 to AMLO set out special...

... which set out principles of best practice for compliance by insurers e.g. Guideline on Underwriting Class C Business (“GL15”) and Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (“GL16”). Code of Conduct for Insurance...

... Assessment • The FSTB is the overall coordinator of the ML/TF Risk Assessment. Various Government bureaux and departments, financial regulators and other law enforcement agencies, including SB, CEDB, DoJ, HKMA, SFC, IA, HKPF, C&ED, ICAC, ImmD, IRD and CR, also take part in the Risk Assessment • The RAU of NB...

... a spouse or a partner of a child of such an individual; or  (c) a close associate of an individual falling within paragraph (a). 13 PEPs  May not have direct access to information such as what a reasonable income would be for a foreign public official in a particular position – more difficult to...