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https://www.ia.org.hk/english/infocenter/files/CN_Consultation_PPS_Dec_2022_c.pdf - Date: 2025-03-14
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https://www.ia.org.hk/english/supervision/reg_des_holding_co/files/GL32_Module_C_Interpretation_Notes.pdf - Date: 2025-04-07
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https://www.ia.org.hk/english/infocenter/files/CN_Consultation_PPS_Dec_2022_c.pdf - Date: 2026-02-11
... HKID card or passport. B. APPOINTING PRINCIPAL WHO IS REPORTING MY CPD COMPLIANCE TO THE IA (If you have more than one appointing principal, please select one of them to report your CPD compliance to the IA. See Paragraph 1.A(2) or 1.C(2) on Page 6. Please state “N/A” if you are not appointed by any...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf - Date: 2022-05-31
... HKID card or passport. B. APPOINTING PRINCIPAL WHO IS REPORTING MY CPD COMPLIANCE TO THE IA (If you have more than one appointing principal, please select one of them to report your CPD compliance to the IA. See Paragraph 1.A(2) or 1.C(2) on Page 6. Please state “N/A” if you are not appointed by any...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf - Date: 2022-05-31
... Technical Representatives engaging in Restricted Scope Travel Business. A. Waiver of Requirement for Form 5 Education Clause 52(c) of the Code of Practice for the Administration of Insurance Agents (“Code”) which states “he has completed education to a level of Form 5 or equivalent unless he was engaged in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_HKFI_CoP_for_Admin_of_Agents_6th_Edition_1_6_2004_20190823.pdf - Date: 2019-12-20
... corporate governance and ERM; and Pillar 3 covers reporting and disclosure requirements. 1.4 This Guideline sets out the Pillar 2 requirements which provide the impetus for authorized insurers to (a) put in place a robust system of risk governance; (b) proactively identify and assess their risk exposure; (c...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf - Date: 2019-11-29
[PDF] GL8.pdf
... activities have been conducted in the territory; (c) whether the sales materials as displayed on the Internet are directed at a particular group or groups of people residing in Hong Kong; (d) whether the contents of the website appear to target at the people residing in Hong Kong e.g. providing a local...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf - Date: 2020-09-24
[PDF] GL10.pdf
... define and support its objectives; (b) define the roles and responsibilities of persons accountable for management and oversight; (c) set out requirements relating to how decisions and actions are taken; (d) provide for effective means of communicating matters relating to the management and oversight of...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf - Date: 2020-09-07
[PDF] GL10.pdf
... define and support its objectives; (b) define the roles and responsibilities of persons accountable for management and oversight; (c) set out requirements relating to how decisions and actions are taken; (d) provide for effective means of communicating matters relating to the management and oversight of...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf - Date: 2020-09-24