... insurance brokers. However, when Members take on or are vested with the obligation to deliver policies to clients, they should devise appropriate internal control measures which will ensure and prove that: policies are delivered to clients properly. In devising such measures, Members should also take into...

...: Hekmatyar, Gulbuddin (item 45 on "individuals" list) Lajnat Al Daawa Al Islamiya (LDI) (item 65 on"entities" list) Accordingly, please check the designated names against your records and take appropriate steps to ensure compliance with the Ordinance. You should...

...) under the respective headings of "Names of Entities Designated on 2 June 2004", "Name of Individual Designated on 3 June 2004"and "Names of Those Designated on 10 June 2004". You should review your records carefully to see whether you have had, or currently have...

... offer 32 temporary positions under various functions of the IA, including supervision, licensing, complaint handling and administrative support, for an employment period of up to 12 months. The openings available under the Programme can be found on its dedicated webpage. Ends ...

... .................................................................. 43 3 CHAPTER 1 EXECUTIVE SUMMARY 1 The Insurance Authority (“IA”) is a body corporate established under the Insurance Ordinance (Cap. 41) (“IO”) as an independent regulator for the insurance industry in Hong Kong. On regulation of insurers, the current functions and powers of the IA under the IO...

... Circulars on Regulatory Matters2014 Date Subject...

...”) Government adopts a multi-agency approach in constructing its AML/CFT regime. A high-level Central Coordinating Committee on AML/CFT (“CCC”), chaired by the Financial Secretary, steers the formulation of policies and implementation of the AML/CFT regime. It comprises members from the relevant Government...

...”) Government adopts a multi-agency approach in constructing its AML/CFT regime. A high-level Central Coordinating Committee on AML/CFT (“CCC”), chaired by the Financial Secretary, steers the formulation of policies and implementation of the AML/CFT regime. It comprises members from the relevant Government...

...”) Government adopts a multi-agency approach in constructing its AML/CFT regime. A high-level Central Coordinating Committee on AML/CFT (“CCC”), chaired by the Financial Secretary, steers the formulation of policies and implementation of the AML/CFT regime. It comprises members from the relevant Government...

...”) on Initiative on Financial Needs Analysis (“FNA”) Subsequent to our circular dated 13 November 2015 (Ref: Mv126/15) on the FAQs on the FNA, the LIC has received further comments / questions from LIMs and thus included the same in the attached to facilitate compliance by LIMs with the FNA. The FAQs...