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⏭... insurance brokers. However, when Members take on or are vested with the obligation to deliver policies to clients, they should devise appropriate internal control measures which will ensure and prove that: policies are delivered to clients properly. In devising such measures, Members should also take into...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_29_1_2010_eg19.pdf -
Date: 2019-12-20
... GN17 : Guidance Note on Reinsurance Attachment: GN17 24 February 2016 Questions and Answers on 'Guidance Note on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2016.html -
Date: 2020-12-22
... List of Protection and Indemnity (P&I) Clubs Below is a list of P&I clubs authorised to carry on insurance business in or from Hong Kong as at 9 August 2021: Name of Insurer...
https://www.ia.org.hk/english/reinsurance_specialty/specialty_p_i_insurance/list_of_P_I_insurers.html -
Date: 2024-01-19
... enhance the audience’s understanding of the topic and refers to certain requirements of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (“AMLO”) and the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) published by the Insurance Authority (“IA”), it provides...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... enhance the audience’s understanding of the topic and refers to certain requirements of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (“AMLO”) and the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) published by the Insurance Authority (“IA”), it provides...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
[PDF]
Broker_Code_Eng.pdf
... serves as the foundation for a healthy, competitive and efficient insurance industry. The Code of Conduct does not operate in isolation. It is part of the totality of the duties and obligations owed by licensed insurance brokers in their carrying on of regulated activities under common law (including...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... serves as the foundation for a healthy, competitive and efficient insurance industry. The Code of Conduct does not operate in isolation. It is part of the totality of the duties and obligations owed by licensed insurance brokers in their carrying on of regulated activities under common law (including...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
[PDF]
Broker_Code_Eng.pdf
... serves as the foundation for a healthy, competitive and efficient insurance industry. The Code of Conduct does not operate in isolation. It is part of the totality of the duties and obligations owed by licensed insurance brokers in their carrying on of regulated activities under common law (including...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... agent by prohibiting her from applying to be licensed for 18 months. The penalty was imposed because the agent was found not to be a fit and proper person after having forged the client’s instructions and fabricated the client’s signature on two separate occasions between December 2021 and...
https://www.ia.org.hk/english/infocenter/press_releases/20230529.html -
Date: 2023-05-29