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⏭... 12 July 2002 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, Non-cooperative Countries and Territories & United States Executive Order 13224...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular120702.html -
Date: 2017-06-23
... Future Task Force of the Insurance Industry Virtual Meeting of the Working Group on Embracing Fintech in Hong Kong 24 March 2022 Theme: Federated Learning and Data Privacy Time Duration Programme 10:15 – 10:20 5 mins Welcome remarks Mr Stephen Yiu, Chairman, Insurance Authority (IA) 10:20 – 10:28...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Rundown_for_FTF_on_Fintech_on_24_March_2022.pdf -
Date: 2022-03-25
... Requirements for Employees of Authorized Insurers under Regulatory Regime for Insurance Intermediaries (“Explanatory Note”) has been issued today and is available on our website www.ia.org.hk. The new regulatory regime for insurance intermediaries is an activity based regime and planned to come into operation...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf -
Date: 2018-11-30
... Requirements for Employees of Authorized Insurers under Regulatory Regime for Insurance Intermediaries (“Explanatory Note”) has been issued today and is available on our website www.ia.org.hk. The new regulatory regime for insurance intermediaries is an activity based regime and planned to come into operation...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf -
Date: 2018-11-30
... Circulars on Regulatory Matters2006 Date Subject...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2006.html -
Date: 2020-12-22
[HTML]
Insurance Authority to commence direct regulation over insurance intermediaries on 23 September 2019
... our statutory function of protecting policy holders.” In this connection, the IA has formulated two sets of rules2 which will take effect on 23 September 2019, subject to the progress of scrutiny by the Legislative Council. A suite of codes and guidelines for licensed insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20190514.html -
Date: 2019-09-23
... disciplinary action against Mr Tsang Kwong Chi Samuel (Mr Tsang), a technical representative of a broker company, by suspending his licence for two months and ordering him to pay a pecuniary fine of HK$40,000, on the ground that he was guilty of misconduct. Between November 2018 and February 2019, Mr...
https://www.ia.org.hk/english/infocenter/press_releases/20231222.html -
Date: 2023-12-22
[PDF]
e-ppt20121005-01.pdf
... Government of the Hong Kong Special Administrative Region 13 14 Chapter 4 – Enhanced Due Diligence (EDD) 4.11.1 : Any high ML/TF risk situation, apply EDD – • Additional customer info; regular profile updates • Additional info on the intended nature of the business relationship, source of wealth and funds...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20121005-01.pdf
... Government of the Hong Kong Special Administrative Region 13 14 Chapter 4 – Enhanced Due Diligence (EDD) 4.11.1 : Any high ML/TF risk situation, apply EDD – • Additional customer info; regular profile updates • Additional info on the intended nature of the business relationship, source of wealth and funds...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20121005-01.pdf
... Government of the Hong Kong Special Administrative Region 13 14 Chapter 4 – Enhanced Due Diligence (EDD) 4.11.1 : Any high ML/TF risk situation, apply EDD – • Additional customer info; regular profile updates • Additional info on the intended nature of the business relationship, source of wealth and funds...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2019-11-05