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⏭... website of the Joint Financial Intelligence Unit ("JFIU") (www.info.gov.hk/police/jfiu). You should refer, in addition to the Annex G of Guidance Notes on Prevention of Money Laundering issued by the Insurance Authority, to the updated list for identifying suspicious transactions and ensuring...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular110302.html -
Date: 2017-06-23
... Qualifying Deferred Annuity Policy Publicity and Educational Materials TV programme QDAP Walkthrough (Chinese version only) Videos Considering a Deferred Annuity for Retirement Planning...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/publicity_and_educational_materials.html -
Date: 2024-01-18
... Meeting of the Working Group on Embracing Fintech in Hong Kong (3 May 2019) Programme rundown Download Presentation materials Topic: How Next Generation Agents and Brokers can Capture the InsurTech Opportunity...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong Kong_May 2019.html -
Date: 2019-06-06
... Circulars on Regulatory Matters2009 Date Subject...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2009.html -
Date: 2020-12-22
... products, effective 1 January 2015. Corresponding update has been made to the Initiative (issued by HKFI in 2007) and the revised version is enclosed. Should LIMs have any specific questions on the Updated Requirements with respect to their individual ILAS products, they are advised to contact their Case...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
.../terrorism.html) under the respective headings of "Names of Individuals Designated on 30 April 2004" and "Names of Entities Designated on 6 May 2004". You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular130504.html -
Date: 2017-06-23
.../terrorism.html) under the respective headings of "Name of Entity Designated on 31 October 2003" and "Name of Individuals Designated on 10 November 2003". You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular141103.html -
Date: 2017-06-23
... Note on Product Recommendation for Long Term Insurance Business. This Guidance Note shall be read in conjunction with the Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business. Members are asked to develop appropriate policies and procedures for supervising the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
... limited to the following: (a) Dealing Directly with Clients Once business has been referred, all further dealings, i.e. advising on insurance matters or arranging and/or negotiating insurance contracts, with clients in or from Hong Kong must be handled by the Member’s Chief Executive and/or Technical...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN8_Guidance_Note_on_Dealing_with_Referral_Business_v1_7_5_2010_eg19.pdf -
Date: 2019-12-20
... ANNEX C FEEDBACK TO CONSULTATION PAPER ON THE DRAFT INSURANCE (GROUP CAPITAL) RULES (Comments should be sent to the Insurance Authority on or before 30 September 2020.) To: Insurance Authority (email: [email protected]) Name of Respondent: Contact Person (if Respondent is an...
https://www.ia.org.hk/english/infocenter/files/Feedback_Template_on_the_Draft_Insurance_Group_Capital_Rules_ENG.docx -
Date: 2020-08-19