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⏭... %） 2 6 , 3 3 3 （ 1 0 0 %） -76.3% 由於受刪除尾數的效果影響，不同附表中的數字，可能稍有差別。 Slight discrepancies may be found in figures reported in different tables due to the effect of rounding off. ...
https://www.ia.org.hk/english/infocenter/press_releases/files/Summary_on_2020_1H_Provisional_Statistics.pdf -
Date: 2020-08-31
[PDF]
GL19.pdf
... potential policy holders; (ii) the ongoing servicing of QDAPs (such as issuance of the Annual Summary); (iii) training; and (iv) record keeping requirements. 7. Commencement 7.1 This Guideline shall take effect on 1 April 2019. March 2019 5 Annex A – Criteria for QDAP General 1. The policy is underwritten...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
[PDF]
GL19.pdf
... potential policy holders; (ii) the ongoing servicing of QDAPs (such as issuance of the Annual Summary); (iii) training; and (iv) record keeping requirements. 7. Commencement 7.1 This Guideline shall take effect on 1 April 2019. March 2019 5 Annex A – Criteria for QDAP General 1. The policy is underwritten...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29
[PDF]
Eng_GL24_CPD.pdf
... paragraphs 3.1 and 3.3, shall take effect from 23 September 2019 (“Effective Date”). 4.2 The requirements in paragraphs 3.1 and 3.3 shall take effect from 1 August 2021. August 2019 Annex 1 6 Qualified CPD Activities Interpretation 1. In this Annex: “CPD Assessment Authority” refers to the assessment...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL24_CPD.pdf -
Date: 2020-09-24
... paragraphs 3.1 and 3.3, shall take effect from 23 September 2019 (“Effective Date”). 4.2 The requirements in paragraphs 3.1 and 3.3 shall take effect from 1 August 2021. August 2019 Annex 1 6 Qualified CPD Activities Interpretation 1. In this Annex: “CPD Assessment Authority” refers to the assessment...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries.pdf -
Date: 2020-06-24
... paragraphs 3.1 and 3.3, shall take effect from 23 September 2019 (“Effective Date”). 4.2 The requirements in paragraphs 3.1 and 3.3 shall take effect from 1 August 2021. August 2019 Annex 1 6 Qualified CPD Activities Interpretation 1. In this Annex: “CPD Assessment Authority” refers to the assessment...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL24_CPD.pdf
... paragraphs 3.1 and 3.3, shall take effect from 23 September 2019 (“Effective Date”). 4.2 The requirements in paragraphs 3.1 and 3.3 shall take effect from 1 August 2021. August 2019 Annex 1 6 Qualified CPD Activities Interpretation 1. In this Annex: “CPD Assessment Authority” refers to the assessment...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf -
Date: 2019-09-10
... also assure itself that client fully understands the nature of the product or recommendations given to him/her. Such understanding should be confirmed by client by signing thereon with a statement to that effect. 10 SECTION 7: INFORMATION FOR CLIENT Member should clearly define and explain to client...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
[PDF]
AR2015.pdf
... power to impose a pecuniary penalty referred to in the AMLO. The IA has signed the Memorandum of Understanding (“MoU”) Concerning Implementation of the AMLO with the Commissioner of Customs and Excise, the MA and the SFC. The MoU, which has taken effect since 30 April 2014, sets out the framework to...
https://www.ia.org.hk/english/infocenter/files/AR2015.pdf -
Date: 2021-12-14
[PDF]
AR2015.pdf
... power to impose a pecuniary penalty referred to in the AMLO. The IA has signed the Memorandum of Understanding (“MoU”) Concerning Implementation of the AMLO with the Commissioner of Customs and Excise, the MA and the SFC. The MoU, which has taken effect since 30 April 2014, sets out the framework to...
https://www.ia.org.hk/english/infocenter/files/AR2015.pdf -
Date: 2022-05-24