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... accidents, personal injuries and the like. (ii) Fundamental Risks: Their causes are outside the control of any one individual or even a group of individual, and their outcome affects large numbers of people. Such risks include famine, war, terrorist attack, widespread flood and other disasters which are...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.doc - Date: 2019-12-02
... may be serious, even fatal, for those involved, but are comparatively localised. Such risks include motor accidents, personal injuries and the like. (ii) Fundamental Risks: Their causes are outside the control of any one individual or even a group of individual, and their outcome affects large numbers...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.pdf - Date: 2019-12-02
... financial institution arising from the operations of the business deal processing, deficiency of information system, ineffective internal management and control system, human errors, etc. 2.1.3 Risk-return Trade-off Inevitably, investment involves risk. Any investment involves a trade-off between risk and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf - Date: 2019-12-02
... of financial investment instruments in that country. · Operational risk – the risk faced by financial institution arising from the operations of the business deal processing, deficiency of information system, ineffective internal management and control system, human errors, etc. 2.1.3 Risk-return...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx - Date: 2019-12-02
... management and control system, human errors, etc. 2.1.3 Risk-return Trade-off Inevitably, investment involves risk. Any investment involves a trade-off between risk and expected return. As a general rule, the higher the return an investor seeks, the higher the risk he/she must be prepared to accept. The...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf - Date: 2019-12-02
... relationship with the individual. Whether an individual is an employee of the insurer is both a matter of fact and a matter of law, which will depend on various factors, such as degree of control of the insurer over the individual and the intention of the parties. In this connection, relevant factors that the...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf - Date: 2021-10-12
... relationship with the individual. Whether an individual is an employee of the insurer is both a matter of fact and a matter of law, which will depend on various factors, such as degree of control of the insurer over the individual and the intention of the parties. In this connection, relevant factors that the...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf - Date: 2020-07-06
... relationship with the individual. Whether an individual is an employee of the insurer is both a matter of fact and a matter of law, which will depend on various factors, such as degree of control of the insurer over the individual and the intention of the parties. In this connection, relevant factors that the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf - Date: 2018-11-30
..., and affect an individual or a fairly small number of people. The consequences may be serious, even fatal, for those involved, but are comparatively localised. Such risks include motor accidents, personal injuries and the like. (ii) Fundamental Risks: Their causes are outside the control of any one...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/13.sn-TIA-2017_eng.pdf - Date: 2019-12-02
... a fairly small number of people. The consequences may be serious, even fatal, for those involved, but are comparatively localised. Such risks include motor accidents, personal injuries and the like. (ii) Fundamental Risks: Their causes are outside the control of any one individual or even a group of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P6_SN_eng_2017ver_2018update.pdf - Date: 2019-12-02