... insurance agent responsible for arranging the policy leaves their company. Insurers and key persons in control functions for intermediary management must therefore have in place proper controls and processes to address this issue, for example by assigning a new insurance agent to service the policies in an...

... example reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers or key persons in relevant control functions of the insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of...

... relationship: a) Employer’s power in selection of his employees b) Payment of wages or other remuneration c) Employer’s right to control the method of doing the work d) Employer’s right of suspension or dismissal e) The risk-bearing of business venture Classification of Employer’s Liability The EC insurance...

... meaning of section 9 of the Ordinance) of the Company. 20. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 21. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT...

... relationship: a) Employer’s power in selection of his employees b) Payment of wages or other remuneration c) Employer’s right to control the method of doing the work d) Employer’s right of suspension or dismissal e) The risk-bearing of business venture Classification of Employer’s Liability The EC insurance...

... relationship: a) Employer’s power in selection of his employees b) Payment of wages or other remuneration c) Employer’s right to control the method of doing the work d) Employer’s right of suspension or dismissal e) The risk-bearing of business venture Classification of Employer’s Liability The EC insurance...

... meaning of section 9 of the Ordinance) of the Company. 20. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 21. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT...

... meaning of section 9 of the Ordinance) of the Company. 20. Corporate chart of the group of which the Company is a member, with respective percentages of shareholding. 21. Policies, guidelines or manuals on internal control, underwriting, claims handling and reserving, reinsurance, investment and AML/CFT...

... relationship: a) Employer’s power in selection of his employees b) Payment of wages or other remuneration c) Employer’s right to control the method of doing the work d) Employer’s right of suspension or dismissal e) The risk-bearing of business venture Classification of Employer’s Liability The EC insurance...

... much could reduce the effectiveness of the control which insurers are able to exercise over their appointed insurance agents and insurance agencies and make it more difficult for insurers to fulfill their responsibilities under the Ordinance (especially bearing in mind that they are responsible for the...