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⏭... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27
[HTML]
Insurtech Corner
... Sandbox; Technology involved; Expected outcome and success criteria of the trial. Risk management controls There should be adequate control procedures to achieve the objectives of the relevant supervisory requirements of the IA....
https://www.ia.org.hk/english/aboutus/insurtech_corner.html -
Date: 2021-03-17
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2019-11-05
... result in their having to fill in similar information onto insurer’s Financial Needs Analysis Form and Risk Profile Questionnaire (“RPQ”) as per the HKFI ILAS Requirements, that Members should put in place appropriate control and procedures to ensure that the information in the two sets of documents is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171020_2.pdf
... responsibility to implement AML/CTF systems and control measures) are cordially invited to attend the seminars. Each company can nominate up to a total of three representatives for the two seminars. The seminars are free of charge and two and a half CPD hours will be awarded to the participants. The programme of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171020_2.pdf -
Date: 2018-01-15
... effective performance of its statutory functions. Our corporate governance framework is built around well-defined management structure and roles, comprehensive operational and financial control procedures and high standards of conduct, ensuring the transparency and accountability of our operations....
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2021-12-14