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⏭... effective performance of its statutory functions. Our corporate governance framework is built around well-defined management structure and roles, comprehensive operational and financial control procedures and high standards of conduct, ensuring the transparency and accountability of our operations....
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2022-05-24
... effective performance of its statutory functions. Our corporate governance framework is built around well-defined management structure and roles, comprehensive operational and financial control procedures and high standards of conduct, ensuring the transparency and accountability of our operations....
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2020-06-23
... controls including the safeguards recommended in the Guide and arrangement of corruption prevention training, and in other common business areas such as procurement, inventory control and staff administration, etc. CPAS maintains a user-friendly web portal which offers easy access to timely and useful...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2021-12-14
... controls including the safeguards recommended in the Guide and arrangement of corruption prevention training, and in other common business areas such as procurement, inventory control and staff administration, etc. CPAS maintains a user-friendly web portal which offers easy access to timely and useful...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2022-05-24
... time, succeed. A reasonably designed and effectively implemented risk-based approach will provide an appropriate and effective control structure to manage identifiable ML/TF risks. However, it must be recognized that any reasonably applied controls, including controls implemented as a result of a...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... time, succeed. A reasonably designed and effectively implemented risk-based approach will provide an appropriate and effective control structure to manage identifiable ML/TF risks. However, it must be recognized that any reasonably applied controls, including controls implemented as a result of a...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... time, succeed. A reasonably designed and effectively implemented risk-based approach will provide an appropriate and effective control structure to manage identifiable ML/TF risks. However, it must be recognized that any reasonably applied controls, including controls implemented as a result of a...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
[PDF]
GL29_English.pdf
... of (i) the directors, controllers and key persons in relevant control functions of the authorized insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of licensed insurance agencies and licensed insurance broker...
https://www.ia.org.hk/english/legislative_framework/files/GL29_English.pdf -
Date: 2020-09-24
[PDF]
cooling_off.pdf
... of (i) the directors, controllers and key persons in relevant control functions of the authorized insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of licensed insurance agencies and licensed insurance broker...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cooling_off.pdf -
Date: 2020-06-24
[PDF]
GL29.pdf
... of (i) the directors, controllers and key persons in relevant control functions of the authorized insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of licensed insurance agencies and licensed insurance broker...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL29.pdf -
Date: 2019-11-29