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⏭... would always assess this objectively, taking account of the full factual context and the totality of the interactions with the client of which the relevant communication forms part. 2.10 Bank being a Licensed Insurance Intermediary In the case of a bank that is a licensed insurance intermediary, any of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... would always assess this objectively, taking account of the full factual context and the totality of the interactions with the client of which the relevant communication forms part. 2.10 Bank being a Licensed Insurance Intermediary In the case of a bank that is a licensed insurance intermediary, any of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
[PDF]
Agency_form.pdf
...) are responsible for verifying the information provided in this Application and any documents in connection with this Application. X. Contact Person Regarding Any Queries on This Application Name Position and Department Telephone No. Email Address † Please tick the appropriate box. 7 Form A5 Personal...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-01-06
[PDF]
Agency_form.pdf
...) are responsible for verifying the information provided in this Application and any documents in connection with this Application. X. Contact Person Regarding Any Queries on This Application Name Position and Department Telephone No. Email Address † Please tick the appropriate box. 7 Form A5 Personal...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-05-31
[PDF]
Agency_form.pdf
...) are responsible for verifying the information provided in this Application and any documents in connection with this Application. X. Contact Person Regarding Any Queries on This Application Name Position and Department Telephone No. Email Address † Please tick the appropriate box. 7 Form A5 Personal...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2020-06-24
... objective of treating clients fairly. IA’s response 10. We are pleased that there is general agreement regarding the objective of “treating clients fairly” being fundamental to the regulated activities of a licensed insurance broker. Indeed, the principle of treating clients fairly, and Consultation...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... objective of treating clients fairly. IA’s response 10. We are pleased that there is general agreement regarding the objective of “treating clients fairly” being fundamental to the regulated activities of a licensed insurance broker. Indeed, the principle of treating clients fairly, and Consultation...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
Agent_Code_Eng.pdf
... the IA. The matters set forth herein do not constitute legal advice or create additional legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 10...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf -
Date: 2020-06-01
[PDF]
Broker_Code_Eng.pdf
... term 2 A contract of insurance includes a contract of reinsurance. September 2019 Page 10 business under the Ordinance; “minor offence” means an offence punishable by a fixed penalty under the Fixed Penalty (Traffic Contraventions) Ordinance (Cap. 237), the Fixed Penalty (Criminal Proceedings...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... the IA. The matters set forth herein do not constitute legal advice or create additional legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 10...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24