...? ☐ Yes ☐ No 10. Have you ever been adjudged by a court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or other misconduct towards a business entity or any of its members in connection with the formation or management of the business entity#? ☐ Yes ☐ No...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A1_IndividualLicenceApplication_IndividualInsuranceAgentTR_A_TR_B.pdf -
Date: 2019-09-22
...) are responsible for verifying the information provided in this Application and any documents in connection with this Application. X. Contact Person Regarding Any Queries on This Application Name Position and Department Telephone No. Email Address † Please tick the appropriate box. 7 Form A5 Personal...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-01-06
...) are responsible for verifying the information provided in this Application and any documents in connection with this Application. X. Contact Person Regarding Any Queries on This Application Name Position and Department Telephone No. Email Address † Please tick the appropriate box. 7 Form A5 Personal...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-05-31
...) are responsible for verifying the information provided in this Application and any documents in connection with this Application. X. Contact Person Regarding Any Queries on This Application Name Position and Department Telephone No. Email Address † Please tick the appropriate box. 7 Form A5 Personal...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2020-06-24
...期開始前(即 2021 年 7 月 31 日)已生效,他們便需要獲取最少 15 個持續專業 培訓時數,當中包括 3 個強制性的「道德或規例」時數;唯一例外的是旅遊保險代理人, 他們只需要獲取最少 3 個持續專業培訓時數,而且沒有強制性的「道德或規例」時數要 求。 對於在評核期內獲保險業監管局(「保監局」)新發牌的個人持牌人而言,其所需符合的 持續專業培訓總時數(以及強制性的「道德或規例」時數),均會根據其獲保監局發出相 關牌照的月份按比例計算。詳情請參閱《持牌保險中介人持續專業培訓指引》(《指引 24》)附件 2。 通過保監局的保險中介一站通取得培訓時數資料 個人持牌人可以透過登入保監局的保險...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_28012022_Chi.pdf -
Date: 2022-05-31
... objective of treating clients fairly. IA’s response 10. We are pleased that there is general agreement regarding the objective of “treating clients fairly” being fundamental to the regulated activities of a licensed insurance broker. Indeed, the principle of treating clients fairly, and Consultation...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... objective of treating clients fairly. IA’s response 10. We are pleased that there is general agreement regarding the objective of “treating clients fairly” being fundamental to the regulated activities of a licensed insurance broker. Indeed, the principle of treating clients fairly, and Consultation...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... the IA. The matters set forth herein do not constitute legal advice or create additional legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 10...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf -
Date: 2020-06-01