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GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
[PDF]
20210917CPD_FAQChin.pdf
...欠的持續專業培訓時數多於50%，則可於2021年10月31日或之前補 回尚欠時數，以限制其所面臨的懲罰為罰款（避免被暫時吊銷牌照或其 後遭撤銷牌照）。請注意個人持牌人士即使於 2021年7月31日當天尚欠任 何持續專業培訓時數，並意欲於2021年10月31日或之前補回有關尚欠時 數，該個人持牌人士仍需於2021年9月30日或之前向其委任主事人遞交《 持續專業培訓聲明書》。如任何個人持牌人士未能於2021年9月30日或之 前 (即遞交《持續專業培訓聲明書》的期限 )補回尚欠時數，但於其後在 2021年10月31日的寬限期完結前補回有關尚欠時數，則該個人持牌人士 必須於2021年11月5日或之前通知...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQChin.pdf -
Date: 2021-12-10
... The Philippines I wrote to you on 5 October 2001 advising you that the Philippines enacted the "Anti-Money Laundering Act of 2001" on 29 September 2001 and hence the proposed further counter-measures against the Philippines was suspended. In November 2001, the FATF...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular101201.html -
Date: 2017-06-23
[PDF]
e-ppt20111230-02.pdf
... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2021-11-12
... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...
https://www.ia.org.hk/english/infocenter/files/CIB_opening_remarks_2019.pdf -
Date: 2021-12-09
... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...
https://www.ia.org.hk/english/infocenter/files/CIB_opening_remarks_2019.pdf -
Date: 2021-09-08