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⏭... 2012. Bonus or incentive schemes in force on or after 1 April 2012 must comply with this Guidance Note. 5. Use of gifts, promotions and incentives for Insurance Investment Products Both the SFC Consultation Conclusions and the HKMA ILAS Circulars provide guidance on the reason for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20
... According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business. To avoid any doubt or confusion, this Guidance Note is applicable to all classes of Long Term Insurance Business, i.e. including both...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... target benefit / protection period for insurance policy? (tick one) < 1 year 1-5 years 6-10 years 11-20 years > 20 Years 4. Your capacity to pay premiums for insurance or to contribute to investments: a. What is your average monthly income from all sources in the past 2 years? (tick one or more...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
... Agents’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Agents’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Brokers (“Brokers’ Code”). Certain feedback received on the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Agents’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Agents’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Brokers (“Brokers’ Code”). Certain feedback received on the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_GN3_GL_on_Training_Course_v1_1_5_1996_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_GN5_GL_Handling_of_Premiums_v1_1_6_1999_20190823.pdf -
Date: 2019-12-20
... 4.2.5 under the heading of “Fit and Proper Criteria”. The regulation is revised as follows: 4.2.5 such person has any unsatisfied judgement or court order requiring the payment of damages or other sums of money in relation to any trade or business carried on by him or in which he has been concerned...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_CIB_Membership_Regulations_v8_15_1_2013_eg19.pdf -
Date: 2019-12-20
... disclosure stated in B2 to B5 below, in relation to such remuneration. 2. Prior to arranging the insurance policy, the licensed insurance broker company should provide the following statement to the client in relation to its remuneration: Remuneration Statement [Name of the licensed insurance broker company...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-01
...) 5 Regulatory Landscape • Upon the commencement of phase 2 (26 June 2017), “Insurance Companies Ordinance” changed to “Insurance Ordinance” The Insurance Authority (“IA”) (financially and operationally independent of the Government) officially took over supervision of authorized insurers 6...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf -
Date: 2021-12-09