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⏭... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... ................................................................................................... 3 2 DEFINITIONS ......................................................................................................... 4 3 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU ............ 5 4 RELEVANT RESPONSIBILITIES OF THE SFC UNDER THE MOU.......7 5 REFFERALS OF ENFORCEMENT CASES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
... .............................................................................................. 15 Example 4: Joint-venture structure with intra-group financial instruments ....... 20 Example 5: Tiering .............................................................................................. 27 Example 6: Tiering with loan to subsidiary...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL32_Module_C_Interpretation_Notes.pdf -
Date: 2022-05-31
... The Philippines I wrote to you on 5 October 2001 advising you that the Philippines enacted the "Anti-Money Laundering Act of 2001" on 29 September 2001 and hence the proposed further counter-measures against the Philippines was suspended. In November 2001, the FATF...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular101201.html -
Date: 2017-06-23
[PDF]
e-ppt20111230-02.pdf
... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2021-11-12
... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...
https://www.ia.org.hk/english/infocenter/files/CIB_opening_remarks_2019.pdf -
Date: 2021-12-09
... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...
https://www.ia.org.hk/english/infocenter/files/CIB_opening_remarks_2019.pdf -
Date: 2021-09-08
[PDF]
e-ppt20111230-02.pdf
... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2022-04-27