.../reg_matters/files/Circular_27032020.pdf 3 Except the “post-sale call” requirements under GL26 if the customer already opts in for the “end-to-end recording” as specified in the circular issued by the IA on 5 August 2020. https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files...

...財富管理(香港) AXA Wealth Mgt (HK) 31-12-19 - - 7,364 5,675 東亞人壽 BEA Life 31-12-19 - - - - 藍十字 Blue Cross 31-12-19 - - - - 微藍 Blue 31-12-19 - - - - 中銀人壽 BOC LIFE 31-12-19 - - - - 保泰人壽 Bowtie Life 31-12-19 - - - - Canada Life Assurance Canada Life Assurance 31-12-19 - - - - Canada Life Canada Life 31-12-19...

... regulatory regime for insurance intermediaries that commenced six weeks ago. I do not dare to lift the curtain too soon and preempt Stephen5 on the compliance monitoring programme and disciplinary mechanism, suffice it to say that this represents the most important reform in two decades that unified three...

... believe that any property represents proceeds of drug trafficking or proceeds of indictable offence, AND – Deals with that property • MAX PENALTY: – Fine of HK$ 5,000,000 AND – Imprisonment for 14 years Joint Financial Intelligence Unit Relevant Legislation Legal Obligations to make STR s.25A(1) of DTROP...

... - 1 - main\jori\14574541_1.docx CIB-GN(13) (Issued on 17 September 2015) Guidance Note on Using Business Names or Brand or Trade Names According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Using Business Names or Brand or Trade Names. Definitions...

... Microsoft Word - GN9MinimumforILASClientAgreement -1 - CIB-GN(9) (Issued on 22 July 2011) Guidance Note on Client Agreement for Linked Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Client Agreement for Linked Long Term...

... transportation networks Strong cluster of leading legal and accounting services providers World class professional services 1,000+ law firms 5,800 accounting/ tax firms Establishments providing architecture and engineering services, technical testing and analysis3,600 about Business friendly environment One of...

... Flag Indicators u Filing Quality STRs 4 ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit Introduction of JFIU – Our Work 5 • Not an investigative unit • Receive, analyze and disseminate suspicious transaction reports (STRs) • International Cooperation • Policy and Support • Training...

... outstanding cases. 4 Phase 3 Commencement of Amendment Ordinance 5 Types of Licensees Firm Individual 1. Insurance Agency • Sole proprietorship • Partnership • Limited company 2. Insurance Broker Company • Limited company only 1. Individual Insurance Agent 2. Technical Representative (Agent) 3. Technical...

... outstanding cases. 4 Phase 3 Commencement of Amendment Ordinance 5 Types of Licensees Firm Individual 1. Insurance Agency • Sole proprietorship • Partnership • Limited company 2. Insurance Broker Company • Limited company only 1. Individual Insurance Agent 2. Technical Representative (Agent) 3. Technical...