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Long_term_policy.pdf
... on Financial Needs Analysis (GL30) issued by the IA; (f) Guideline on Cooling-off Period (GL29) issued by the IA; (g) Code of Conduct for Licensed Insurance Agents issued by the IA; (h) Code of Conduct for Licensed Insurance Brokers issued by the IA; and (i) All relevant rules, codes, circulars and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf -
Date: 2020-06-24
[DOCX]
sn-long-2015.docx
... Assurance Schemes (ILAS) 4.13.2 Information to be Communicated in Sales Process 4.13.3 Principal Brochure Chapter Page 4.13.4 Cooling-off Period 4.13.5 Customer Protection Declaration 4.14 Ethics 4/44 4.15 Illustration Documents 4/45 4.15.1 Linked Policy Illustration Documents 4.16 Policy Administration and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
[PDF]
sn-long-2015.pdf
... Practice 4/26 4.13.1 Customer Protection Requirements Relating to Sale of Investment Linked Assurance Schemes (ILAS) 4.13.2 Information to be Communicated in Sales Process 4.13.3 Principal Brochure v Chapter Page 4.13.4 Cooling-off Period 4.13.5 Customer Protection Declaration 4.14 Ethics 4/44 4.15...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... monitoring reports with respect to virtual onboarding customers, Good Practice Company monitors regularly transaction patterns for them. Examples of transaction monitoring reports: Cross-border payments for offshore customers Early surrender / cooling-off cases Premiums refunds volume Withdrawals frequency...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... monitoring reports with respect to virtual onboarding customers, Good Practice Company monitors regularly transaction patterns for them. Examples of transaction monitoring reports: Cross-border payments for offshore customers Early surrender / cooling-off cases Premiums refunds volume Withdrawals frequency...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
[PDF]
12.sn-IL-2017_eng.pdf
... Practice 4/26 4.13.1 Customer Protection Requirements Relating to Sale of Investment Linked Assurance Schemes (ILAS) 4.13.2 Information to be Communicated in Sales Process 4.13.3 Principal Brochure v Chapter Page 4.13.4 Cooling-off Period 4.13.5 Customer Protection Declaration 4.14 Ethics 4/44 4.15...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
[PDF]
cir_broker_20180427.pdf
... Such requirement is considered important for safeguarding the clients’ rights to cancel their new long term insurance policies issued by insurers within the 21-day cooling-off period under the Hong Kong Federation of Insurers’ initiative on “Cooling-off Period”. Annex Page 3 of 11 However, it was noted...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_broker_20180427.pdf -
Date: 2018-11-30
[DOCX]
P3_SN_eng_2016.docx
... Structure 5.2 Application 5/4 5.2.1 Application Procedure 5.2.2 Receipts and Policy Effectiveness 5.2.3 Client Service - Policies and Standards a. The Importance of Client Service b. How to Achieve Quality Client Service 5.2.4 Cooling-Off Period 5.2.5 Policy Switching 5.2.6 Sales Illustrations for Linked...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2016.docx -
Date: 2019-12-02
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Ann...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Ann...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10