Guidelines

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Guideline(s)
GL1: Authorization Guideline (repealed and replaced by GL5: Guideline on Application for Authorization to Carry on Insurance Business in or from Hong Kong on 30 June 2022)
GL2: Guideline on Insurance (General Business) (Valuation) Rules
GL3: Guideline on Anti-Money Laundering and Counter-Terrorist Financing
GL3A: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter-Terrorist Financing
GL4: Guideline on "Fit and Proper" Criteria in relation to Authorized Insurers under the Insurance Ordinance (Cap. 41) (effective on the day on which Part 2 of the Insurance (Amendment) Ordinance 2023 comes into operation) GL4: Guideline on "Fit and Proper" Criteria under the Insurance Ordinance (Cap. 41) (effective until immediately before Part 2 of the Insurance (Amendment) Ordinance 2023 comes into operation)
GL5: Guideline on Application for Authorization to Carry on Insurance Business in or from Hong Kong
GL6: Guideline on Reserving for Mortgage Guarantee Business
GL7: Guideline on the Reserve Provision for Class G of Long Term Business
GL8: Guideline on the Use of Internet for Insurance Activities
GL9: Guideline on Actuarial Review of Insurance Liabilities in respect of Employees' Compensation and Motor Insurance Businesses
GL10: Guideline on the Corporate Governance of Authorized Insurers
GL11: Guideline on Classification of Class C - Linked Long Term Business
GL12: Guideline on Reinsurance with Related Companies
GL13: Guideline on Asset Management by Authorized Insurers
GL14: Guideline on Outsourcing Questions and Answers on “Guideline on Outsourcing” (“GL14”)
GL15: Guideline on Underwriting Class C Business Note on the Green Light Process for Assessment of Investment-Linked Assurance Scheme (“ILAS”) Products against Standards in Guideline on Underwriting Class C Business (GL15) Appendix 3 - Supplementary Sheet of Benefit Illustration Statement [Word]
GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (effective until 31 December 2023) GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (effective from 1 January 2024) Questions and Answers on “Guideline on Underwriting Long Term Insurance Business (other than Class C Business)” (“GL16”) Interpretation Notes
GL17: Guideline on Reinsurance
GL18: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Authorised Insurers under the Insurance Ordinance (Cap, 41)
GL19: Guideline on Qualifying Deferred Annuity Policy
GL20: Guideline on Cybersecurity
GL21: Guideline on Enterprise Risk Management Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on general insurance business for the purpose of Own Risk Solvency Assessment Report Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on long term insurance business for the purpose of Own Risk Solvency Assessment Report (Effective from 24 December 2021) Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on long term insurance business for the purpose of Own Risk Solvency Assessment Report (Effective until 23 December 2021) Key Observations from the First ORSA Reports
GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)
GL23: Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications
GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries Interpretation Notes Annex A - Disciplinary Approach for Non-compliance with CPD Requirements Annex B - Section 84 Agreement Annex C - Frequently Asked Questions on Continuing Professional Development (“CPD”) Issues Guide to prepare Section 84 Agreement for Non-compliance with Continuing Professional Development (“CPD”) Requirements S84 Agreement Generator (CPD Non-compliance) Requirements applicable to E-learning Activities
GL25: Guideline on Offering of Gifts Interpretation Notes
GL26: Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products Interpretation Notes Appendix 1 - Important Facts Statement and Applicant’s Declarations [Word]
GL27: Guideline on Long Term Insurance Policy Replacement Interpretation Notes
GL28: Guideline on Benefit Illustrations for Long Term Insurance Policies Interpretation Notes
GL29: Guideline on Cooling-off Period Interpretation Notes
GL30: Guideline on Financial Needs Analysis Interpretation Notes
GL31: Guideline on Medical Insurance Business Frequently Asked Questions
GL32: Guideline on Group Supervision Interpretation Notes for Module C
GL33: Guideline on Application for Authorization to Carry on Special Purpose Business

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