... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...

... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...

... Q22 to Q24: Beneficial owners Q25 to Q27: Ownership and control structure Q28 to Q30: Person purporting to act on behalf of the customer (PPTA) Q31 to Q32: Simplified due diligence...

... website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac) regularly for the latest information. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with those 84 entities/individuals. If...

... of the Organized and Serious Crimes Ordinance in the usual way. As the designated entities and individuals under the Executive Order may be updated by the US Government from time to time, you are also advised to browse the website of the Office of Foreign Assets Control under the US...

... linked” entities that are members of the supervised group. It should be noted, however, that the manner in which a DIHC would be expected to exercise its control and influence on a closely linked member would depend on the nature, scale and complexity of risks associated with the closely linked member....

... insurers, and enable insurers to demonstrate the effectiveness of their compliance and control processes. The IA has also developed a best practice note to facilitate the ongoing preparation of the Actuary’s investigation report required under Section 18 of the Ordinance. Similar to last year, a reminder...

... insurers, and enable insurers to demonstrate the effectiveness of their compliance and control processes. The IA has also developed a best practice note to facilitate the ongoing preparation of the Actuary’s investigation report required under Section 18 of the Ordinance. Similar to last year, a reminder...

... concentrate on areas, such as underwriting, claims handling, asset management, reinsurance arrangements and supervision of intermediaries, the scope and depth of which vary depending on the nature or level of risks involved. The inspection teams focus on risk management and internal control systems to ensure...

... structures, comprehensive operational and financial control procedures, and high standards of conduct. The IA Board consists of non-executive directors and executive directors with professional expertise and extensive experience in diverse fields. The Directors Of The Year Awards recognise the...