...: (852) 3899 9983 電郵 E-mail: [email protected] 傳真 Fax: (852) 3899 9993 網址 Website: www.ia.org.hk (ii) Control and monitoring measures to be put in place to ensure compliance with the applicable requirements concerning the use of VC (e.g. GL 16 on underwriting long term insurance business (other than...

... implement procedures with its holding company(ies) so that its holding company(ies) can provide information of any changes of control which amount to the broker company having a new controller or ceasing to have a controller. An internal documented process requiring the holding company to notify such...

... structures used by an organization or a government: 3 In a manner consistent with appropriate ethical standards. Utwisi enim ad minim veniam Utwisi enim ad minim veniam Utwisi enim ad minim veniamTo direct and control its activities To achieve its objectives To protect the interests of its diverse groups of...

... structures used by an organization or a government: 3 In a manner consistent with appropriate ethical standards. Utwisi enim ad minim veniam Utwisi enim ad minim veniam Utwisi enim ad minim veniamTo direct and control its activities To achieve its objectives To protect the interests of its diverse groups of...

... Ordinance in relation to changes in their controllers, directors or key persons in control functions, and of the imperative of complying with any intervention requirements imposed by the Insurance Authority (the “IA”) under the Ordinance (and the potential consequences of not doing so). The approach of the...

... designated additional names under the Executive Order issued on 23 September 2001. The latest list can be found in the website of the Office of Foreign Assets Control of the US Treasury (www.ustreas.gov/offices/enforcement/ofac/sanctions/terrorism.html) under Names of Entities Listed on 28 February 2003....

... Office of Foreign Assets Control of the US Treasury (www.ustreas.gov/offices/eotffc/ofac/sanctions/terrorism.html) under the Name of Individual Designated on 22 December 2003. Besides, the US Government has also added new information to the designation list under Specially Designated Global...

... policy or issue of a Notice to the policyholder or the policyholder’s representative, whichever is the earlier. Devising Internal Control Measures It is commercial arrangement among insurance brokers, insurers and clients whether new life policies are delivered to clients direct by insurers or via...