... hereby declare and confirm that:  I am/We are duly authorized to endorse this declaration and make this Application for the Supervisor Account.  I/We believe the proposed Supervisor Account Owner is suitable to control and manage the Supervisor Account on behalf of the Principal.  I/We believe all the...

... Microsoft PowerPoint - IA_AML_Seminar 2020 Virtual On-boarding_20201204 (final).pptx v Dickson Chui, Senior Manager Joseph Lee, Manager Market Conduct Division 4 December 2020 Key Observations of Insurers’ AML/CFT Control on Virtual Customer Onboarding v 2 Where the online sharing session aims to...

... Microsoft PowerPoint - IA_AML_Seminar 2020 Virtual On-boarding_20201204 (final).pptx v Dickson Chui, Senior Manager Joseph Lee, Manager Market Conduct Division 4 December 2020 Key Observations of Insurers’ AML/CFT Control on Virtual Customer Onboarding v 2 Where the online sharing session aims to...

... of services to be provided, target market clientele and source of business; 15. Internal control policies and procedures (e.g. operational manual, compliance manual, manual on Anti-Money Laundering); and 16. Copy of the latest financial statements (if the applicant has been incorporated for 12 months...

... of services to be provided, target market clientele and source of business; 15. Internal control policies and procedures (e.g. operational manual, compliance manual, manual on Anti-Money Laundering); and 16. Copy of the latest financial statements (if the applicant has been incorporated for 12 months...