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Eng_GL23_FPP.pdf
... Criteria for Business Entity 14 7. Commencement 20 Annex 1 Insurance Intermediaries Qualifying Examination 21 Annex 2 Exemptions 25 1 1. Introduction 1.1 This Guideline is issued pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“the Ordinance”) to outline the criteria and matters that the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
... additional measures, which is also commensurate with the ML/TF risks posed by NFTF channel. For the second identity document / passport, it should also contain a photograph of the customer. Paragraph 4.3.4 of GL3 21 2. Additional measures for NFTF channel Key AML/CFT Considerations – Expectation, Good...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... additional measures, which is also commensurate with the ML/TF risks posed by NFTF channel. For the second identity document / passport, it should also contain a photograph of the customer. Paragraph 4.3.4 of GL3 21 2. Additional measures for NFTF channel Key AML/CFT Considerations – Expectation, Good...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... the discussions held will also be prepared. 20. Meetings will be scheduled to take into account the need to allow for an initial period for interested parties to become familiar with the Standard and submit questions, and for a period of stability prior to the mandatory effective date of HKFRS 17. 21...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HKICPA_letter_on_HKFRS_17.pdf -
Date: 2018-11-30
[PDF]
GL3_Appendix_B.pdf
...。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 《打擊洗錢條 例》第 5 條 1.22 根據《打擊洗錢條例》，任何保險機構的僱員、或受僱 為保險機構工作的人、或關涉保險機構的管理的人，如 (1)明知或(2)出於詐騙有關保險機構或...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
... 條規定保險機構須採取 所有合理措施，以 (a)確保設有適當的預防措施，以防止 違反附表 2 第 2 及 3 部的任何規定；及(b)緩減洗錢及恐 怖分子資金籌集風險。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 6 特別...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... proposed Risk-based Capital framework for Hong Kong’s insurance industry. 2 IA welcomes written comments on or before 15 December 2014 by one of the following means: Mail: Office of the Commissioner of Insurance 21/F., Queensway Government Offices 66 Queensway Hong Kong Fax: (852) 2869 0252 Email...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_paper.pdf -
Date: 2019-09-03