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⏭...” against up-to-date list 6.20: database 6.21: accessibility by staff 6.22: when to perform screening 6.25: screening results documented & recorded 6.26: file STR Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter Seven: STR Office of the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05
... monthly premium for the entire term of the insurance policy/investment plan in (c) above? (tick one) i) <10% ii) 10% - 20% iii) 21% - 30% iv) 31% - 40% v) 41% - 50% vi) >50% e. In considering your ability to make payments, what are your sources of funds? (tick one or more) i) salary ii) income iii...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_FAQ_Initiative_on_FNA_v1_13_11_2015_20190823.pdf -
Date: 2019-12-20
[PDF]
GL3_AML_Eng.pdf
... contravention of any requirement under Parts 2 and 3 of Schedule 2; and (b) to mitigate ML/TF risks. s.5, AMLO 1.21 The AMLO makes it a criminal offence if an II (1) knowingly; or (2) with the intent to defraud the IA, contravenes a specified provision of the AMLO. The “specified provisions” are listed in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... contravention of any requirement under Parts 2 and 3 of Schedule 2; and (b) to mitigate ML/TF risks. s.5, AMLO 1.21 The AMLO makes it a criminal offence if an II (1) knowingly; or (2) with the intent to defraud the IA, contravenes a specified provision of the AMLO. The “specified provisions” are listed in...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
... Recommendations can be found on the FATF’s website (http://www.fatf-gafi.org). http://www.fatf-gafi.org/ 6 s.5, AMLO 1.21 The AMLO makes it a criminal offence if an II (1) knowingly; or (2) with the intent to defraud the IA, contravenes a specified provision of the AMLO. The “specified provisions” are listed in...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... requirement under Parts 2 and 3 of Schedule 2; and (b) to mitigate ML/TF risks. s.5, AMLO 1.21 The AMLO makes it a criminal offence if an II (1) knowingly; or (2) with the intent to defraud the IA, contravenes a specified provision of the AMLO. The “specified provisions” are listed in section 5(11) of the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
GL19.pdf
... taxpayers. Template for the Annual Summary is at Annex C. 21. The summary must include the names of policy holder(s) and annuitant(s), the total amount of qualifying annuity premiums, full name of QDAP together with IA’s reference number, premium refund(s)3 paid or made within the relevant year of...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24