... Medium High M Medium ML Medium Low L Low ML/TF Vulnerability M M ML ML L M M M ML ML MH MH M M ML H MH MH M M H H MH M M L L ML ML ML/TF Risk Level MH MH H H M M M L/ TF T h re at Figure 2.2: Risk-level heat map 8 Organisation of Report 2.9 In line with the Risk Assessment methodology, this report is...

...  After logging into the IIC, individual account owner may click “New Application” to start the application process.  The following information which have been provided during the individual account opening, will be prefilled in the online application form. o Type of Licence for Applicant o Full Name in...

... - 2 - ii. clicking the ‘Report’ option from the vertical menu on the left; iii. selecting ‘6. CPD hours required for the Combined Assessment Periods [2019/20 & 2020/21]’ from the pull down menu of “Report Type”; and iv. clicking ‘Download’. The CPD lists have been updated by the IA on a monthly basis...

... - 2 - ii. clicking the ‘Report’ option from the vertical menu on the left; iii. selecting ‘6. CPD hours required for the Combined Assessment Periods [2019/20 & 2020/21]’ from the pull down menu of “Report Type”; and iv. clicking ‘Download’. The CPD lists have been updated by the IA on a monthly basis...

... (4) How long will it take the IA to complete the handling of my complaint? This depends on a number of factors, such as the type of complaint, the number of issues it raises, the complexity of those issues and the time it takes for requested information to be provided by all relevant...

..., 41 Heung Yip Road, Wong Chuk Hang, Hong Kong (Fax No.: 3753 4119) (Email address: [email protected]) 致: 香港黃竹坑香葉道 41 號 19 樓 保險業監管局公開資料主任 (傳真號碼：3753 4119) (電郵地址: [email protected]) Details of information requested, e.g. the type of information requested, date or period to which the information relates. Please...

... terminal bonus and accumulated guaranteed cash payment or endowments paid by the company plus any interest rate accumulation (i.e. sum of K-1 to K-3) (please refer to Explanation Notes (iv) and (vi)). L. The date on which the illustration is generated or printed is to be provided for possible future...

... to check the details and be advised that the inclusion of 6 incorrect information may result in a claim being repudiated. (k) Members shall keep the Association duly informed of any change in their particulars on registration by serving written notice thereof to the Association. (l) Members shall use...

... 戶的業務往來，或是自動將他們歸類為高風險客戶，因而 使該等客戶接受更嚴格的盡職審查程序。反之，金融機構 應衡量個別處境下的所有情況，並且評估是否存在高於正 常的洗錢/恐怖分子資金籌集風險。 附表2 4.1.7 打擊洗錢條例對某人與金融機構之間的「業務關係」一詞 http://www.google.com.hk/search?hl=zh-TW&gs_sm=e&gs_upl=3765l11437l0l12109l5l5l1l0l0l0l312l812l0.2.1.1l4l0&q=%E6%AF%8B%E9%A0%88%E7%84%A1%E9%A0%88&ct=broad-revision&cd...

... understand that the Insurance Company is not responsible for the advice given by the insurance broker. To facilitate this differentiation, a specific set of Applicant’s Declarations (see Appendix C) has been prepared for this purpose and must be used for business introduced from this intermediary type. 4.5...