... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-09-01
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-06-19
... associated with customers, products and services, geographic areas of operation and so forth. The Interpretative Note to Recommendation 15 makes it clear that a country may allow companies to have regards to the ML/TF risks, and to the size of the business, when determining the type and extent of measures...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... associated with customers, products and services, geographic areas of operation and so forth. The Interpretative Note to Recommendation 15 makes it clear that a country may allow companies to have regards to the ML/TF risks, and to the size of the business, when determining the type and extent of measures...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... associated with customers, products and services, geographic areas of operation and so forth. The Interpretative Note to Recommendation 15 makes it clear that a country may allow companies to have regards to the ML/TF risks, and to the size of the business, when determining the type and extent of measures...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
... margin) pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the Hong Kong Branch. 9 27. In the case of a company incorporated in...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.docx -
Date: 2022-01-06
... – Policy Replacement” to you. Signature of the Applicant/Proposer Date ( DD / MM / YYYY) Signature of Licensed Insurance Intermediary Date ( DD / MM / YYYY ) Full name of Licensed Insurance Intermediary Type of License and License No. 13 Appendix B Important Facts Statement - Policy Replacement This...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf -
Date: 2020-09-24
... margin) pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the Hong Kong Branch. 9 27. In the case of a company incorporated in...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.docx -
Date: 2022-05-31