... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-05-31
... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2020-06-24
... Personal Data Privacy Officer of the IA at 19/F., 41 Heung Yip Road, Wong Chuk Hang, Hong Kong. A. Type of Application Please tick the appropriate boxes 1. Registration of Line(s) of Business General Insurance Long Term (excluding Linked Long Term) Insurance Long Term (including Linked Long Term...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.docx -
Date: 2020-06-24
... Personal Data Privacy Officer of the IA at 19/F., 41 Heung Yip Road, Wong Chuk Hang, Hong Kong. 2 A. Type of Application Please tick the appropriate boxes 1. Registration of Line(s) of Business General Insurance Long Term (excluding Linked Long Term) Insurance Long Term (including Linked Long Term...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2020-06-24
... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2020-06-24
... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....
https://www.ia.org.hk/english/infocenter/forms/files/FormA3ResponsibleOfficerApplication.pdf -
Date: 2019-09-22
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-09-01
... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-06-19