... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....

... Intermediary Licence No. (if applicable) II. Particulars of Proposed Responsible Officer (“RO”) Name in English Surname First/Other Names Name in Chinese (if any) † Is the Proposed RO an Individual Licensee? ☐ Yes (If Yes, please indicate the licence type and the Insurance Intermediary Licence No....

... associated with customers, products and services, geographic areas of operation and so forth. The Interpretative Note to Recommendation 15 makes it clear that a country may allow companies to have regards to the ML/TF risks, and to the size of the business, when determining the type and extent of measures...

... associated with customers, products and services, geographic areas of operation and so forth. The Interpretative Note to Recommendation 15 makes it clear that a country may allow companies to have regards to the ML/TF risks, and to the size of the business, when determining the type and extent of measures...

... associated with customers, products and services, geographic areas of operation and so forth. The Interpretative Note to Recommendation 15 makes it clear that a country may allow companies to have regards to the ML/TF risks, and to the size of the business, when determining the type and extent of measures...

... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...

... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...

... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...

... insurance-related investment product authorized by the SFC or issues concerning potential breaches of the SFO, including the unauthorized public offer of investments falling within the SFC’s purview; (l) exchanging information, and procuring the exchange of information by the self-regulatory bodies, with the SFC as...

... margin) pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the Hong Kong Branch. 9 27. In the case of a company incorporated in...