... information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b) The company should not commence to carry on any insurance business in or from Hong Kong, or make any press announcement, until its...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.pdf -
Date: 2020-06-24
... year 2017 saw us move one step closer to our goal of building a more holistic and modern regulatory regime for the insurance industry in Hong Kong,” said Dr Moses Cheng, Chairman of the IA. “On 26 June 2017, the IA replaced the Office of the Commissioner of Insurance (OCI), a Government...
https://www.ia.org.hk/english/infocenter/press_releases/insurance_authority-publishes_annual_report_2016_17.html -
Date: 2017-11-22
... interface, data storage, etc. 6) a) Have you started engaging with your company’s management on HKFRS 17? (e.g. senior management, board of directors, etc) b) If your answer in 6(a) is yes, how does your management support the implementation of HKFRS 17? Please list and rank the top three support. 7) Have...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HKFRS_17_Readiness_Assessment_Survey.pdf -
Date: 2018-11-30
... Application for Proposed Appointment of a Responsible Officer Apart from Form A3, the proposed responsible officer should also submit Form A1 (together with the supporting documents) if he/she has not applied for a formal licence from IA. On this note, a deemed licensee is required to...
https://www.ia.org.hk/english/infocenter/forms/intermediaries.html -
Date: 2023-11-08
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
... 1 Existing and planned measures on the promotion of racial equality The Insurance Authority The principal function of the Insurance Authority ("IA") is to regulate and supervise the insurance industry to promote the general stability of the insurance industry and protect existing and potential...
https://www.ia.org.hk/english/aboutus/files/ia_em_checklist-e-fair.pdf -
Date: 2021-11-01
... and licensed insurance broker companies carrying on regulated activities in respect of long term business (hereinafter referred to as “insurance institutions” (“IIs”)), should meet in order to comply with the statutory requirements under the AMLO and the IO. Compliance with this Guideline is enforced...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16