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survey_broker_250418.pdf
... deposit account maintained by an insurance broker with a financial institution duly authorized under the Banking Ordinance (Cap. 155) in the name of the insurance broker in the title of which the word "client" appears for the purpose of complying with the Guideline on Minimum Requirements for Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/survey_broker_250418.pdf -
Date: 2018-11-30
[PDF]
Eng_GL23_FPP.pdf
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
[PDF]
GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
... unwillingness to comply with any requirements in relation to the carrying on of regulated activities; (b) has been found by a court or other competent authority in Hong Kong or elsewhere for fraud, dishonesty or misfeasance; (c) has been disqualified by a court in Hong Kong or elsewhere from being a director of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
[DOCX]
IA-6L.docx
... be made until all the information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b) The company should not commence to carry on any insurance business in or from Hong Kong, or make any...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.docx -
Date: 2022-01-06
[PDF]
IA-6L.pdf
... information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b) The company should not commence to carry on any insurance business in or from Hong Kong, or make any press announcement, until its...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.pdf -
Date: 2022-01-06
[DOCX]
IA-6L.docx
... be made until all the information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b) The company should not commence to carry on any insurance business in or from Hong Kong, or make any...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.docx -
Date: 2022-05-31
[PDF]
IA-6L.pdf
... information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b) The company should not commence to carry on any insurance business in or from Hong Kong, or make any press announcement, until its...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.pdf -
Date: 2022-05-31
[DOCX]
IA-6L.docx
... be made until all the information required is available. In this connection, it is advisable to hold preliminary meetings with the Insurance Authority before submitting the formal application. (b) The company should not commence to carry on any insurance business in or from Hong Kong, or make any...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.docx -
Date: 2020-06-24