... director. In considering whether or not a director is involved in the management or control of the regulated activities of an agency or a broker company, the IA will take a “substance over form” approach to seek to understand the actual role played by the director in the agency or broker company. The type...

... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...

... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...

... differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for...

... December 2013) 40. Superintendencia de Seguros Privados (SUSEP), Brazil(14 March 2014) 41. State Corporation Commission, Bureau of Insurance, Virginia, USA (14 August 2014) 42. California Department of Insurance, California, USA (14 August 2014) IAIS Multilateral Memorandum of Understanding on Cooperation...

... December 2013) 40. Superintendencia de Seguros Privados (SUSEP), Brazil(14 March 2014) 41. State Corporation Commission, Bureau of Insurance, Virginia, USA (14 August 2014) 42. California Department of Insurance, California, USA (14 August 2014) IAIS Multilateral Memorandum of Understanding on Cooperation...

... December 2013) 40. Superintendencia de Seguros Privados (SUSEP), Brazil(14 March 2014) 41. State Corporation Commission, Bureau of Insurance, Virginia, USA (14 August 2014) 42. California Department of Insurance, California, USA (14 August 2014) IAIS Multilateral Memorandum of Understanding on Cooperation...

... December 2013) 40. Superintendencia de Seguros Privados (SUSEP), Brazil(14 March 2014) 41. State Corporation Commission, Bureau of Insurance, Virginia, USA (14 August 2014) 42. California Department of Insurance, California, USA (14 August 2014) IAIS Multilateral Memorandum of Understanding on Cooperation...

... companies should have effective controls in place to ensure customers are aware of the possible risks associated with switching investment choices or placing top-up investment after policy inception that may become inconsistent with their risk profile. What type of controls would be considered as effective...

... companies should have effective controls in place to ensure customers are aware of the possible risks associated with switching investment choices or placing top-up investment after policy inception that may become inconsistent with their risk profile. What type of controls would be considered as effective...