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GL3_Appendix_B.pdf
... 4.11.6 段所提供的指引，採取嚴格審查措施緩減該風險。 38 在處理本地政治人物或國際組織政治人物不再擔任重要公職的情況時應根據風險評估，而不可單純根據指 定時限。 40 業務關係採取或繼續採取第 4.11.11 段列載的嚴格審查措 施： (a) 該名個人仍可發揮的(非正式)影響力； (b) 該名個人作為政治人物時所擔任職位的級別；或 (c) 該名個人以往及現有職能是否有任何關連 (例如由該 政治人物的繼任人委任而有正式關連或因該政治人 物繼續處理相同的重要事務而有非正式關連 )。 保險機構應就以上決定取得其高級管理層的批准。 適用於各類政治人物的進一步指引 政治人物的涵蓋範圍 4.11.18...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
...所述的任何類別的中級或更低級 官員； (b) 上文 (a)段所指的個人的配偶、伴侶、子女或父母， 或該名個人的子女的配偶或伴侶；或 (c) 與(a)段所指的個人關係密切的人(見第4.11.8段)。 4.11.13 國際組織政治人物被界定為： (a) 在國際組織擔任或曾擔任重要職位的個人 (i) 並包括高級管理層成員，即董事、副董事及董事 會成員或同等職能； (ii) 但不包括國際組織的中級或更低級人員； 40 (b) 上文 (a)段所指的個人的配偶、伴侶、子女或父母， 或該名個人的子女的配偶或伴侶；或 (c) 與(a)段所指的個人關係密切的人(見第4.11.8段)。 4.11.14 第...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
[PDF]
GL21.pdf
... - Liquidity Other risk management policies - Actuarial - Conduct - Cyber - Claims Management - Internal Controls - Data Quality 22 8. ERM Framework Review 34 9. Own Risk and Solvency Assessment (ORSA) • Minimum requirements of ORSA Report 36 10. Reporting to the Insurance Authority and Supervisory Review 40...
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
... – Submission of group capital adequacy report to the IA 40 The designated insurance holding company is required to prepare a group capital adequacy report as at 30 June and 31 December containing information specified in Rule 10(1) in relation to the insurance group, and submit the report to the IA within five...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_the_Draft_Insurance_Group_Capital_Rules_ENG.pdf -
Date: 2020-08-19
[PDF]
GL21.pdf
... - Liquidity Other risk management policies - Actuarial - Conduct - Cyber - Claims Management - Internal Controls - Data Quality 22 8. ERM Framework Review 34 9. Own Risk and Solvency Assessment (ORSA) • Minimum requirements of ORSA Report 36 10. Reporting to the Insurance Authority and Supervisory Review 40...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... Authority and Supervisory Review 40 11. Implementation 42 Glossary 43 Annex A Identification of Group 47 Annex B Types of notifiable material intra-group transactions or events 48 1 1. Introduction 1.1 This Guideline is issued by the Insurance Authority (“IA”) pursuant to section 133 of the Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
[PDF]
cir_aml_20180518.pdf
... egn201822203659 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1999), 1989 (2011) a...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180518.pdf -
Date: 2019-02-01
... (Asia) Limited 38. Sun Life Hong Kong Limited 39. Swiss Reinsurance Company Ltd 40. Taiping Reinsurance Company Limited. 41. Towers Watson Hong Kong Limited 42. Transamerica Life (Bermuda) Ltd. 43. The West of England Ship Owners Mutual Insurance Association (Luxembourg) 44. Zurich Insurance (Hong Kong...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf -
Date: 2019-09-03
[PDF]
egn2019232121.pdf
... egn2019232121 G.N. (E.) 21 of 2019 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
[PDF]
egn2019232222.pdf
... egn2019232222 G.N. (E.) 22 of 2019 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24