... IA’s Register of Insurers as having a “Business Type” “Composite”. Please see: https://www.ia.org.hk/en/supervision/reg_insurers_lloyd/register_of_authorized_insurers.html. MAXIMUM NUMBER OF INSURERS = 4 (OVERALL CAP) Maximum number of long term insurers = 2 (sub-cap) https://www.ia.org.hk/en...

... activities? A2: In this scenario, the bank staff does not provide, explain or discuss with the client any information relating to a particular insurance product. Rather, the bank staff is introducing the generic insurance concept of annuities to the client (i.e. providing generic information on a type of...

... that the Insurance Company is not responsible for the advice given by the insurance broker. To facilitate this differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. 4.6 Post-sale Controls...

... The Insurance Companies (Margin of Solvency) Regulation elaborates on the calculation of solvency margin by class of business for long-term business. In summary, the solvency margin calculation is factor-based and is subject to dollar amount minimums, which vary by type of insurers. In general, the...

... regulated activity during the training session. Q12:A senior manager of an authorized insurer who is an experienced insurance practitioner is invited by an education institute to give a presentation on a specific type of insurance product in an educational seminar. Is the senior manager required to be...

... regulated activity during the training session. Q12:A senior manager of an authorized insurer who is an experienced insurance practitioner is invited by an education institute to give a presentation on a specific type of insurance product in an educational seminar. Is the senior manager required to be...

... regulated activity during the training session. Q12:A senior manager of an authorized insurer who is an experienced insurance practitioner is invited by an education institute to give a presentation on a specific type of insurance product in an educational seminar. Is the senior manager required to be...

..., and procure client to acknowledge receipt thereof in writing and such written acknowledgment should be kept in the client file. Member is also recommended to explain to client in writing the type of services being or to be provided or offered. 7.2 Member should take reasonable steps to ensure that all...

...全面而有效 地執行，特別組織會透過評核來監察各司法管轄區的合規情況， 並在評核後進行嚴格的跟進程序，其中包括識別高度風險及不合 作的司法管轄區。特別組織可能會加強對這些地區的審查工作， 而特別組織的成員及國際社會也可能對這些司法管轄區採取針 對措施。很多大型經濟體系都已加入特別組織，形成國際合作的 全球網絡，促進成員司法管轄區之間的交流。作為特別組織的成 2保險中介人意指經營長期業務或就長期業務提供意見的獲委任保險代理人及獲授權保險經紀。 8 員，香港有責任實施特別組織所訂立的打擊洗錢規定，包括40項 建議及9項特別建議（下文統稱「特別組織的建議」）3。香港必 須符合國際打擊洗錢標準，以維持它...

... control of the regulated activities of an agency or a broker company, the IA will take a “substance over form” approach to seek to understand the actual role played by the director in the agency or broker company. The type of factors and questions the IA will consider in this respect are set out below: 2...