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⏭... considered prudent to do so. Post-Sale Controls Q 21 Paragraphs 4.2(k) and 9.3 of the Guideline require authorized insurers to conduct either post-sale calls or point-of-sale audio recordings for base plans of ILAS products. What are the requirement(s) in relation to top-up plans of ILAS products? A 21...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL_26_Interpretation_Notes_Eng.pdf -
Date: 2020-06-24
[PDF]
Interpretation_Notes.pdf
... considered prudent to do so. Post-Sale Controls Q 21 Paragraphs 4.2(k) and 9.3 of the Guideline require authorized insurers to conduct either post-sale calls or point-of-sale audio recordings for base plans of ILAS products. What are the requirement(s) in relation to top-up plans of ILAS products? A 21...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes.pdf -
Date: 2019-11-29
[PDF]
GL10.pdf
... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
... invest- ments in mutual funds 21 . Household debts at the current level Life insurance coverage This component measures the total death bene- fits payable of life insurance policies issued to EAAs. It excludes the sum assured of non-resi- dents by utilising results from the IA’s Industry Survey of...
https://www.ia.org.hk/english/infocenter/files/Mortality_Protection_Gap_Report_eng.pdf -
Date: 2021-12-14
[PDF]
GL10.pdf
... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
... invest- ments in mutual funds 21 . Household debts at the current level Life insurance coverage This component measures the total death bene- fits payable of life insurance policies issued to EAAs. It excludes the sum assured of non-resi- dents by utilising results from the IA’s Industry Survey of...
https://www.ia.org.hk/english/infocenter/files/Mortality_Protection_Gap_Report_eng.pdf -
Date: 2022-05-24
... correct name of the education pamphlet should be “Questions you need to ask before taking out an ILAS product”. The whole set of the Updated Requirements is amended and attached. AC/JW/BF/sw Encls. (21 pgs incl. this cover) 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
[PDF]
Appendix_A.PDF
... specified provision he is liable to a maximum term of imprisonment of 2 years and a fine of $1 million upon conviction. If that person does so with the intent to defraud the FI or any RA he is liable to a maximum term of imprisonment of 7 years and a fine of $1 million upon conviction. s.21, AMLO 1.18 RAs...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
[PDF]
ilens16.pdf
... Hong Kong and local branches of overseas insurers with assets exceeding HK$ 100 million, with effect from 1 July 2005. Policyholders’ Protection Funds The public consultation on feasibility of establishing Policyholders’ Protection Funds (PPFs) in Hong Kong has been completed. The OCI has received 21...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens16.pdf -
Date: 2020-09-28
[PDF]
ilens16.pdf
... Hong Kong and local branches of overseas insurers with assets exceeding HK$ 100 million, with effect from 1 July 2005. Policyholders’ Protection Funds The public consultation on feasibility of establishing Policyholders’ Protection Funds (PPFs) in Hong Kong has been completed. The OCI has received 21...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens16.pdf -
Date: 2021-11-01